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3/2017 WiderScreen 20 (3)

Building the Post-War Nations – Rome, Open City and Murderers Among Us as Part of the Cultural Heritage Process

Cultural heritage process, Identity work, Italian Neorealism, Murderers Among Us, National identity, Open City, Rome, Rubble films

Lauri Leikas
lauri.leikas [a] gmail.com
M.A. in Cultural Heritage Studies
Independent Researcher

Viittaaminen / How to cite: Leikas, Lauri. 2017. ”Building the Post-War Nations – Rome, Open City and Murderers Among Us as Part of the Cultural Heritage Process”. WiderScreen 20 (3). http://widerscreen.fi/numerot/2017-3/building-post-war-nations-rome-open-city-murderers-among-us-part-cultural-heritage-process/

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This article deals with Roberto Rossellini’s famous Italian neorealist film, ‘Rome, Open City’ (Roma, città aperta, 1945), as well as Wolfgang Staudte’s, ‘Murderers Among Us’ (Die Mörder sind unter uns, 1946), one of the best-known examples of realist rubble films from post-war Germany. Cultural heritage is a communal process and films, as cultural products, can act as unifying factors for a nation’s viewers as well as for the architects of national identity. The article focuses on the ways in which these films can participate in the cultural heritage process and thereby affect the unity of a nation as a cultural heritage community. The cultural heritage process is maintained by using identity tools through which I analyse the cultural heritage built by post-war realistic films produced in two different nations.

Introduction

In this article, I will discuss how 1940’s Italian neorealist and German rubble films built the cultural heritage of the two nations as heritage communities after the devastation of World War II. I am using the term building instead of rebuilding as the post-war objectives were not about restoring the conditions of the nations to pre-war conditions. In post-war Germany, the original term rebuilding was replaced by the concept of new construction, which describes the process more authentically (Overy 2012, 62). This is also applicable to the post-war situation in Italy. I have previously examined how Italian neorealist films build and maintain the unifying cultural heritage of the nation [1]. This article will expand the perspective on two post-war nations with different historical backgrounds, and in this case, the focus will be on two essential films from both countries and from the same period. Roberto Rossellini’s Rome, Open City[2] (Roma, città aperta, 1945), the first, most successful and probably best-known neorealist film, has previously been a subject of my research. It portrays the struggles of a partisan group in Rome during the Nazi occupation in 1944. In this article, I will also focus on Wolfgang Staudte’s Murderers Among Us (Die Mörder sind unter uns, 1946), the first and most famous example of post-war German rubble films. Rubble films refer to movies produced in Germany after World War II that focus on a particular historical situation, people’s post-war realities and the presentations of the ruined landscapes of bombed cities (Rentschler 2010, 9–10). Murderers Among Us concentrates on a former soldier whose war memories complicate his adaptation in the post-war society of ruined Berlin. I have chosen these two films because they are clearly ground-breaking in their respective societies and are probably the main works of their genres.

As works of fiction, Italian neorealist and German rubble films were created under the burden of the war and ensuing post-war conditions, and can therefore reveal information about the circumstances in which they were made. As historian Marc Ferro has emphasized that compared to documentary films’ expression of reality, the imagination of fiction films can reveal valuable hidden information about their time and societies (Ferro 1988, 81–83). Additionally, historian Pierre Sorlin has found that the film holds a number of connections to elements such as the cultural habits of a period or society (Sorlin 2001, 31). Historian Hannu Salmi points out that film is a significant source for the study of collective mentalities, which also reflect the filmmakers’ own attitudes (Salmi 1993, 128). Therefore, a fiction film is a suitable source for studying the mentalities of communities. As collective mentalities and diverse societies are central to the analysis, it is important to clarify what kind of views are behind the films that may have influenced the outcome. A film is usually made by a larger group, so it is necessary to evaluate the authors of the source (Salmi 1993, 128). According to Ferro, for example, films can contain statements about society represented by institutions and ideologies such as the state or the church (Ferro 1988, 163).

Due to the war, the production of Open City was not dependent on studio funding, which allowed it to be more artisanal, in fact, Rossellini himself raised the money to cover a large part of the film’s production costs. (Forgacs 2007, 28–31.) Italian culture scholar David Forgacs suggests that the film represents Rossellini’s Catholicism and writer Sergio Amidei’s communism in particular, which are the ideologies of the men behind the original concept of the piece. (Forgacs 2007, 14, 69.) It can be said that the result somehow reflects the alliance between communism and Catholicism that opposed German occupation and fascism.

In turn, a Soviet film company, DEFA, produced Staudte’s Murderers Among Us, although Staudte first offered a manuscript to the Western Allied film officers (Fehrenbach 1995, 204; Shandley 2001, 20; Moeller 2013, 121; Baer 2009, 47; Rentschler 2010, 13). Staudte’s pacifist film was aimed at Germany’s National Socialist past; thus the film was well suited to the views of the Soviet occupation force (Moeller 2013, 120–121; Shandley 2001, 116). For example, Staudte had initially planned for the protagonist officer, Dr Hans Mertens, to murder his former Wehrmacht captain, Ferdinand Brückner, for his horrific war crimes against innocent civilians, however, the Soviet occupation censorship authorities wanted to change the end of the film so that the character did not become a murderer (Baer 2009, 31). In this light, at least to some extent, the film speaks for Staudte’s advocacy of pacifism and the ideologies of the Soviet Union.

Sorlin also notes that while studying the societies of the time, the analysis of the film demands that that its favourable public reception is considered. (Sorlin 2001, 18–19.) Salmi has also stated that the films are a form of public dialogue; therefore, it is important to study a film’s reception as well. (Salmi 1993, 137.) At the time, these exemplary films were widely popular among the populace, so they can be considered as active participants in the shaping of the nation [3].

The theory of documentary realism, developed by documentary director John Grierson in the 1920s, claims that documentary film is an important tool linking people and the state, while the purpose of documentary films is to provide a poetic sense of unity and fusion. (Aitken 2001, 162–166.) For film theorist Siegfried Kracauer, films – while capturing the visible world – reflect the mentality of the nation because they are collective products and strive to please the united people. (Kracauer 1966, 5–7.) According to Kraucer, while post-war audiences suffered alienation, emptiness and hunger but the physical reality of films represents an escape from modern society and a return to life. (Kracauer 1960, 167–169.) Spectatorship is also the basis of the theory of cinematic realism advocated by one of the most influential film critic of Neorealism, André Bazin. Based on the invention of the photograph and its ability to freeze a particular contemporary phenomenon, Bazin states that film has the obligation to document the phenomena of the world in a realistic way and that cinematic projection brings the filmed phenomena back to life to satisfy the human needs of spectators (Cardullo 2011, 4–5). For the major realist film theorists Grierson, Kracauer and Bazin, the phenomena of unity displayed in national films can satisfy the spectator’s hunger for life in the nation as community.

In this context, I am interested in discovering how these realistic films, as part of their nations’ cultural heritage, with their focus on social problems and difficult circumstances, are able to build a national or communal identity. According to historian John Dickie: ‘Individual cultural documents such as films can tell us a great deal about what being a national involves because they construct the nation’ (Dickie 1996, 25.) Even though Italian and German societies had completely changed after the war, the cultural heritage of the nation can still be examined, for example, through films as cultural heritage endures for future generations, while new heritage is also created. This view is reflected in the definition of cultural heritage of the international council on monuments and sites (ICOMOS): ‘Cultural heritage is an expression of the ways of living, developed by a community and passed on from generation to generation, including customs, practices, places, objects, artistic expressions and values. Cultural heritage is often expressed as either intangible or tangible cultural heritage’. (“A Cultural Heritage Manifesto” 2015) Therefore, I aim to answer the following question: How do these post-war realist films from Italy and Germany participate in the cultural heritage process of the nation as a heritage community and how do they unite its members? In the present study, the nation is a cultural heritage community and films, as part of the nation’s cultural heritage, are also involved in the construction of identity. Cultural heritage is a communal process, in which the heritage community accepts the interpretations of the past (Sivula 2015, 57). In the analysis, I use the theory of the identity work of the cultural heritage process and various interpretations of national identity. My goal is to compare these films’ ways of building a unifying heritage and the analysis is based on the close reading method.

The Definition of National Identity and Cultural Heritage Process

In the case of film culture and unifying the cultural heritage of two nations as communities, it is important to look at the definitions of nationality, nation and identity. For nationalism scholar Ernest Gellner, the nation’s membership requires sharing the same culture, which is the system of ideas, symbols, behaviour and communication, and the nation is created when the residents of a certain region recognize common rights and obligations to each other for the benefit of their shared membership (Gellner 2008, 6–7). This duly means the recognition of other individuals as companions. The recognition of each other is also part of nationalism scholar Benedict Anderson’s definition of the nation as an imagined community. According to Anderson, Print technology and print-language made possible new kinds of imagined communities, which are the foundation of the modern nation (Anderson 2006, 48). Anderson’s well-known idea is that the nation is an imagined community, although the members of the nation do not know each other, nonetheless they still feel a sense of community (Anderson 2006, 6). In this context, film historian Alan Williams sees that the invention of recorded sound in film technology has been affected in the same way as print technology (Williams 2002, 2). It can be said that, national films can be used to imagine the nation because they can create a sense of community, without contact with other fellow citizens.

Based on Anderson’s idea of the imagined communities, cultural theorist Stuart Hall argues that national culture as a discourse builds identities, which can be found between the past and the future as part of the representation of the nation to which people can identify with. For example, in an imagined community, we are part of the nation’s narrative, which includes national symbols that represent shared experiences and historical events. Additionally, the emphasis is on the origin, continuity, tradition and timelessness, which are related to the illusion that the essential features of the nation have remained unchanged. (Hall 1992, 292.) For imagining communities, the essential parts of the identity are a traditional narrative with the concept of continuity, which provides valuable national meanings to identify with and that can also be traced from films.

It is important to know that cultural heritage is linked with identity because heritage creates a sense of inclusion and exclusion in communities and means a sense of place at global, national and local levels. (Smith & Agakawa 2009, 7.) Cultural heritage constructs identity, which can be expressed as a sense of place or how the community is seen from the outside. In this context, different heritage sites and objects can be used as identity tools. (Smith 2006, 34.) The French historian Pierre Nora developed the concept of Les Lieux de MémoireRealms of Memory (1989), which means that cultural heritage sites contain memories that maintain the community’s connection to the past. (Logan & Reeves 2009, 19.) Cultural heritage involves and unites individual and collective remembrance and can be used to re-interpret the past. In this instance, cultural heritage as Realms of Memory – a place, building, figure, ritual, text, symbol or manners – can strengthen the unity of a community. (Sivula 2013, 164.) Cultural heritage is a publicly recognized and officially protected tangible or intangible trace but may also refer to the traces of the community’s everyday life. (Tuomi-Nikula et al. 2013, 15–16.)

According to heritage scholar Anna Sivula’s article about commissioned histories, a heritage community maintains the cultural heritage process by using different identity tools. First, shared history means knowledge and interpretation of the past, which places the community within the continuity of past, present and future. History is inclusive whereby the members’ contact with the past strengthens the affiliation to the community, while it is exclusive for those who do not feel that inclusion. Shared history can be used as a framework for cultural heritage. Second, an experience of involvement occurs when members experience the inclusion of shared history and traces of the past. Third, the traces and symbols of the past that serve as evidence of shared history, and to which members of the community feel that they are involved. Shared history can be used to strengthen the symbolic position of the meaningful trace of the past in which case we speak of monumentalizing identity work. When the heritage community adopts a trace of the past or a symbol, it refers to possessing identity work, which means strengthening the heritage community’s experience of involvement with this trace or symbol. Historicizing identity work reinforces the image of oneself with the continuity of past, present and future, and contributes to the formation of the shared history. The cultural heritage process requires constant historicizing, monumentalizing and possessing identity work, which will enable the community to maintain its own cultural heritage. (Sivula 2015, 64–67.) Actually, monumentalizing identity work refers to the concept of institutionalization that geographer Anssi Paasi has used in connection with the formation of the regions. Institutionalization means the process in which a certain geographical area in society gradually emerges and develops into an entity with a status and regional identity of its own (Paasi 1986, 11). So, the process means that the region becomes gradually institutional just as the monumentalizing identity work strengthens the status of a certain trace of the past in the cultural heritage process.

Italian Neorealism

It is a widely held opinion that the most important figures of Italian neorealist movement are film directors Roberto Rossellini, Vittorio De Sica and Luchino Visconti, and that the films recognized as neorealist were produced between 1942 and 1952. (Spinelli Coleman 2011, 88; Liehm 1984, 129; Shiel 2006, 1; Bondanella 2009, 65; Leikas 2016, 24–25.) Most agree that the main works are Rossellini’s Rome, Open City (Roma, città aperta, 1945), Paisan (Paisà, 1946) and Germany Year Zero (Germania anno zero, 1947); Visconti’s The Earth Trembles (La terra trema, 1948); De Sica’s Shoeshine (Sciuscià, 1946), Bicycle Thieves (Ladri di biciclette, 1948) and Umberto D. (1952). (Shiel 2006, 3; Cardullo 2011, 19; Bondanella 2009, 66; see also Leikas 2016, 1–2.) At the time, only 11% of Italian films could have been be classified as neorealist and most proved to be box-office failures. (Bondanella 2009, 65.) The exceptions to this rule were Open City, Paisan and Bicycle Thieves, which were all commercial successes. Neorealist films made up a small minority of films shown in Italy as films imported from the US dominated the Italian box office from 1945 to 1950. However, Neorealism gained popularity, especially abroad, among educated, urban audiences. (Shiel 2006, 5.) For instance, Bert Cardullo suggests that the main characteristics of Italian Neorealism are minimal production resources, location shooting, nonprofessional actors, improvised scripts and a documentary style of photography. First of all, Neorealism was an ideological response against the control of the Fascist regime. Secondly, it took place during the rise of Realism, which concurrently appeared in Italian literature. Thirdly, the neorealist style was derivative of the lack of production funds. These films all tell us about the misery of ordinary people in the difficult post-war social and political situation. (Cardullo 2011, 19.)

1930s Italian cinema and film directors Alessandro Blasetti and Mario Camerini strongly contributed to the development of a new kind of film in the post-war period. After their violent rise to power, the Fascists sought to hide their dark past through cinema by sponsoring films showing the peaceful Italian countryside and its unknown people. Some key works of the regime’s “Ruralize Italy” -period were Alessandro Blasetti’s Sun (Sole, 1929) and Mother Earth (Terra Madre, 1931). (Brunetta 2009, 68–70.) Blasetti’s 1860 (1934) is a historical film about Garibaldi’s invasion of Sicily during the Risorgimento. The film is an important precursor to Neorealism, because it uses location shooting, non-professional actors, the local dialect, scenes of peasant life and a rural landscape. (Shiel 2006, 24; see also Bondanella 2009, 26.) The Italian neorealist movement developed during the Fascist regime when many of the neorealist filmmakers participated in the Fascist film industry and gained valuable technical training before the emergence of Neorealism. (Bondanella 2009, 52.) In 1926, the Fascist regime founded the Film Institute L.U.C.E (L’Unione Cinematografica Educativa), which produced fascist documentaries and newsreels aimed at maintaining political power. Later, the Fascists expanded their influence to fictional films when Mussolini noticed that films are ‘the most powerful weapon’. (Shiel 2006, 21.) When the Fascists realized the power of cinema, they founded a film school, the Centro Sperimentale in 1935 and opened the large Cinecittà studios in 1937. (Cardullo 2011, 19.) For example, Carmine Gallone’s famous historical spectacle Scipio Africanus (Scipione l’africano, 1937), was reminiscent of Italy’s glorious past and brought ancient Rome to the screen. In turn, Francesco de Robertis’s Men at the Bottom (Uomini sul fondo, 1941), is a fictionalized war documentary of the late Fascist period, which represented heroism without triumph or belligerence. (Brunetta 2009, 92–93.) Interestingly, the film also uses real locations and nonprofessional actors. (Ben-Ghiat 2000, 23; Liehm 1984, 44.) Further, the so-called Telefoni bianchi[4] comedies were popular because ordinary Italians didn’t want to conquer the world but rather to have a steady job, a regular wage and a decorated modern home. These films therefore depicted a luxurious and carefree life, which diverged from the wartime reality. (Brunetta 2009, 97; see also Spinelli Coleman 2011, 86; see also Shiel 2006, 25.) Therefore, the typical films of the Fascist period are glorious historical films, realistic war documentaries and light-hearted, escapist comedies.

Before the period of Neorealism, Roberto Rossellini worked as assistant director and co-screenwriter on Goffredo Alessandrini’s Luciano Serra, Pilota (1938), which was supervised by Il Duce’s son, Vittorio Mussolini. A few years later, Rossellini directed the military “fictional documentary” La nave bianca (1941) under the supervision of the Fascist filmmaker, Francesco De Robertis. The film emphasized the efficiency of the Fascist regime’s navy operations. (Ben-Ghiat 2000, 23; see also Liehm 1984, 43–45.) Actually, Vittorio Mussolini was quite a progressive figure and anti-fascists regarded him as “a good guy”. He was also the editor of the avant-garde film journal Cinema, whose editors created Ossessione (1942) together with director Luchino Visconti. (Brunette 1996, 7.) Compared to Visconti and his Cinema journal collaborators, it can be said that Rossellini’s relationship with the Fascist film industry of the 1930s was the most obvious of his neorealist contemporaries.

Italian films of that era weren’t propaganda compared to Nazi Germany’s productions as the Fascist regime highlighted sentimental nationalism, loyalty, courage and the efficiency of war preparations. Even propaganda films were not subjected to political pressure except for newsreels, which played an important role in propaganda and were closely monitored. (Brunette 1996, 8; Brunetta 2009, 69.) During the war years, films helped viewers forget the horrors of the conflict as films were intended to emphasize the values of humankind and not the nation’s success. (Brunetta 2009, 74.) The common view is that Fascist films – except documentary newsreels – were not as focused on the manipulation of the people as was the objective of German propaganda films. For example, Visconti was able to make Ossessione in Mussolini’s Italy, a film that would have been impossible to produce in Nazi Germany.

Director Luchino Visconti and the critics of the Cinema journal – influenced by French cinema, literature and American films – made Ossessione, which became a clear turning point in the history of Italian cinema. (Brunetta 2009, 101–102; Liehm 1984, 57.) Visconti wanted to move away from the highly staged Telefoni bianchi films and to show authentic Italy and to create realistic and familiar identification points for the Italian viewers. (Piturro 2008, 44–45.) Visconti’s film was influenced by French Poetic Realism, for example, Jean Renoir’s Toni (1935). (Shiel 2006, 18; see also Liehm 1984, 57.) The critic from the Cinema journal, Antonio Pietrangeli, used the term “Neorealism” first time in connection with Ossessione. (Cardullo 2011, 19.)

Roberto Rossellini’s Rome, Open City (1945) was made immediately after the war, so it symbolically reflects the atmosphere and the tragedy of the German occupation of Rome and the fight of the Italian partisans. It has been seen as the obvious cornerstone of Italian Neorealism and a new kind of cinema. The production conditions and limited financial backing, for example, forced the use of location shooting, sound dubbing and poor black-market film stock, which became some of the well-known characteristics of Italian Neorealism. (Bondanella 2009, 67.) For his part, film scholar Christopher Wagstaff claims that Neorealism is too often mainly defined by these ostensible characteristics, despite the fact that the filmmakers have been of the opinion that neorealist films are simply a reaction to the current situation and expressions of their wartime experience. (Wagstaff 2000, 38.) Film scholars Laura E. Ruberto and Kristi M. Wilson have also noted that if we look at films that are considered neorealist, it is clearly observable that they do not follow the rules of Neorealism and that Neorealism cannot be considered an organized school. For example, De Sica’s Bicycle Thieves was made with a massive Hollywood-style budget; Rossellini, for his part, used professional actors in Open City and the film itself was heavily scripted. (Ruberto & Wilson 2007, 9–10.) It is clear that certain, defined characteristics are part of Neorealism, but these are just minor points, which are often taken up in connection with Italian Neorealism. The most famous neorealist scriptwriter, Cesare Zavattini, brought together the basic idea of neorealism without any technical details: ‘The task of the artist – the neorealist artist at least – […] consists in bringing them to reflect […] upon what they are doing and upon what others are doing; that is, to think about reality precisely as it is’. (Zavattini 1978, 67-68.) Zavattini’s guiding principle is therefore that the neorealist filmmakers must observe the surrounding world and society and bring the phenomena to the screen. Because the movies do not follow a clear program and the basic idea is quite abstract, Italian Neorealism cannot really be regarded as a fully unified genre or movement.

The re-opening of Cinecittà-studios in 1948, the return of the genre-films and the increasing impact of the Hollywood films – as a result of Marshall Aid – in the late 1940s, contributed to the decline of Neorealism. In any event, the government and the people longed for more cheerful films. (Shiel 2006, 84–87; Piturro 2008, 38–39, 162–163.) In addition to the influence of the United States, the election victory of the Christian Democrats in 1948 reduced the influence of the Left, which also contributed to changes in film production. Historical epics, such as Alessandro Blasetti’s Fabiola (1948), were popular from the late 1940s until the early 1960s. (Wood 2005, 69–70.) In other words, Neorealism was a movement that was related to war and the social problems of post-war Italy. Film production expanded as many wider problems came to an end and the economy improved in the late 1940s.

German Rubble films

In Germany, the aim of the Third Reich feature film industry between 1933 and 1945 was to appeal to the people’s emotions without revealing the purpose of propaganda. They used the modes of classical cinema, such as an emotional approach, the glamorous star cult, approachable characters and common genres. Still, film was considered as an educational tool and was also controlled. (O’Brien 2006, 1.) Nazi feature films were not overtly ideological, and they contain attractive features from the entertainment films from different countries and periods, including the pre-Hitler period and Hollywood films. (Fehrenbach 1995, 41–42.) Thus, the propaganda of Nazi feature films was subtle. (Hoffmann 1997, 58.) Joseph Goebbels, head of the Ministry for Public Enlightenment and Propaganda, wanted to differ from the experimental films of Weimar era, such as Robert Wiene’s The Cabinet of Dr. Caligari (1920). His aim was to create productive, entertaining, politically useful and ideological films by nationalizing the German film industry. (Rentschler 2002, 141–142.) Filmmaker Leni Riefenstahl developed a cinematic aesthetic of Nazi iconography, which was especially evident in Triumph of the Will (Triumph des Willens, 1935), which played on the emotions of the people rather than their reason. For Goebbels, the film was intended to persuade the masses and politics was always involved, especially in that and other documentaries. (Hoffmann 1997, 94–95.)

Before the Allies took control of the four administration zones, the final film of the Third Reich was propaganda film director Veit Harlan’s film Kolberg (1945), which premiered in January 1945. In the eastern area of Germany, film production began shortly after the war, but the Western Allies avoided the dangerous influences of the past. Hollywood knew how to take advantage of this big void in Germany and the Germans were able to watch foreign films again. (Sandford 1980, 9.) The directors, producers and actors of the rubble films already took part in the industry during the Third Reich. For example, Wolfgang Liebener, the Nazi-era director, continued his career after the war by making rubble films. (Shandley 2001, 6.) Also, Wolfgang Staudte acted in the Veit Harlan’s anti-Semitic propaganda film Jew Süss (Jud Süß, 1940) although he later stated that he was practically forced to take part in. (Fehrenbach 1995, 207.) Thus, in both countries, the post-war filmmakers in the realist tendency also worked in the film productions of totalitarian systems in Fascist Italy and Nazi Germany.

In general, rubble films (Trümmerfilme) refer to films that were made in Germany after World War II, circa 1946–1949. Their central feature is the visual presentation of the destroyed Germany, which can be seen as a metaphor for the destruction of German identity. A common characteristic of the rubble films is the return of soldiers from the war (Heimkehrerfilme) and their experiences during the post-war crises. (Shandley 2001, 2; see also Fisher 2007, 29–30; see also Rentschler 2010, 9–13.) As a result of the allied invasion, the successful film production of the Third Reich also came to an end. Filmpause signifies the one-year break from filmmaking in Germany after the war despite the high demand for films. (Shandley 2001, 20; see also Baer 2009, 10–11.) The first German film after the Filmpause, was Wolfgang Staudte’s Murderers Among Us (Die Mörder sind unter uns, 1946), produced by the Soviet film company DEFA, which later became the film company of the GDR. (Fehrenbach 1995, 204.) According to scholars Robert R. Shandley and Martina Moeller, some other notable and successful East German rubble films are Gerhard Lamprecht’s Somewhere in Berlin (Irgendwo in Berlin, 1946), Werner Klingler’s Razzia (1947), Kurt Maetzig’s Marriage in the Shadows (Ehe im Schatten, 1947) and Peter Pewas’s Street Acquaintances (Straßenbekanntschaft). Some of the most successful and significant West German rubble films are Helmut Käutner’s In Those Days (In jenen Tagen, 1947), Harald Braun’s Between Yesterday and Tomorrow (Zwischen gestern und morgen, 1947) and Josef von Báky’s And the Heavens Above Us (Und über uns der Himmel, 1947). (Shandley 2001, 3–4; Moeller 2013, 106–108.) According to Moeller, scholars have often defined rubble films as a return to German expressionist cinema; however, Third Reich cinema, Hollywood’s film noir, Italian Neorealism and Romanticism are much more substantial influences on the genre. (Moeller 2013, 16.)

Moeller divides rubble films into three stylistic categories. First, West Germany primarily produced entertaining rubble films in which ruins are only decorative elements and the focus of the film is escaping from troubles. Secondly, realistic rubble films can be divided into Socialist Realism, pseudo-neorealistic films, Holocaust films and satirical parables. DEFA-studios focused on Socialist Realism and the fight against Nazism or for a better world. For example, Käutner’s In Those Days can be labelled as pseudo-neorealistic, where the spectator is a distant observer of past and present problems. Third, there are formalist rubble films, such as Staudte’s Murderers Among Us, which rely on a realist style and romantic patterns, including decline, fragmentation and crisis. They are films that stylistically return to Weimar cinema and film noir. (Moeller 2013, 111–113.) Scholar Jaimey Fisher has pointed out that both rubble films and neorealist films hold clear similarities, such as contemporary presentations, location shooting and a lack of film stars. (Fisher 2007, 25–26.) Film scholar Thomas Brandlmeier has also mentioned expressive camera techniques, fatalistic worldviews and pessimistic melodramas as the unifying factors between the two styles. (Moeller 2013, 22.) Scholar Eric Rentschler sees that after WWII, the world was changing towards new perspectives and representations that were reflected in rubble films and Neorealism. (Rentschler 2010, 11.)

Initially, the reviewers invented the term “rubble films” in a derogatory fashion in 1947 as the audience was already tired of the gloomy mise-en-scène of these films. When the conditions of broader German society changed as a result of the polarizations of the Cold War, viewers quickly lost interest in the rubble films because they no longer wanted to see post-war problems presented in films. (Shandley 2001, 8.) The 1948 reform and the growth of wealth reduced the number of viewers even further. (Moeller 2013, 19.) As has previously come to light, the situation was also similar to Italian Neorealism.

Heroes and Ruins as Shared History

It is clear that the events of historical films provide a valuable framework, both to tell a story truthfully and to convince the audience of the greatness of a nation with the aim of constructing national identity. A filmmaker, as an artist, is an essential narrator of national symbols, myths and memories. (Smith 2000, 48–52.) According to scholar Maria Wyke, related to the problematic unification of Italy in 1861 and heterogeneous Italians, historical films of the Roman Empire can be considered as Eric Hobsbawm’s “invented traditions” that promoted the continuity of the nation with a suitable past. The purpose was to strengthen national cohesion and justify certain contemporary political events through the use of a glorious history. For example, Carmine Gallone’s Scipio Africanus (1937) was related to the African campaigns of 1935–36 conducted by the Fascist regime and introduced general Scipio as the perfect Fascist. (Wyke 2008, 63–65.) The historical films of the Third Reich also relied on the presentation of the great leader, be it Wolfgang Liebeneiner’s Bismarck (1940) or Veit Harlan’s The Great King (Der große König, 1942). The representations of the historical leaders as rebels and tyrants were linked to Hitler and the reason for this was the use of history for propaganda purposes. (Hake 2004, 82–83.) These kinds of hero characters are symbols of the common past, creating continuity and building national identity through the shared history of the cultural heritage process.

Rossellini’s Rome, Open City also represents the past. First, the story is based on the executions of the two partisan priests from the Italian resistance, Don Pietro Pappagallo and Don Giuseppe Morosini, at the time of the German occupation of Rome in 1944. Second, the film is also based on the spontaneous street execution of a pregnant woman, Maria Teresa Gullace, in 1944. (Forgacs 2007, 14–16.) In a film, without any hesitation or despite the dangerous task, the partisan priest character Don Pietro Pellegrini smuggles money to the partisans at the request of leftist partisan hero, Giorgio Manfredi, a.k.a Luigi Ferraris. Later, Don Pietro confesses his loyalty to the partisans when he acquires false identity papers for Giorgio. In Don Pietro’s execution scene, a group of weak Fascists receive the execution command, but the almost immortal partisan priest does not die. This leads to an embarrassing situation in which the German captain Hartmann will have to shoot the priest by himself. A group of boys arrives whistling behind a fence nearby to honour their dying teacher, Don Pietro. Another well-known scene is the slaying of a pregnant Pina, which takes place when the Germans unexpectedly arrive at the house of the partisans to perform Giorgio Manfredi’s arrest. As a result, German soldiers shoot brave Pina on the street, as she runs after her captured partisan husband, Francesco.

Nationalism scholar Anthony Smith uses the term ‘usable past’, when the communal themes from the past, such as civic virtue and heroism, can be chosen for imagining and constructing the nation. (Smith 1997, 37.) David Forgacs points out that the film does not present any tourist landmarks or monuments, such as the Colosseum, the Roman Forum or Mussolini’s Piazza Venezia, as the film aims to connect the city of Rome to the resistance of ordinary people during the German occupation, rejecting the traces of the Fascist regime. (Forgacs 2007, 69.) As I have presented, representing shared experiences and common historical events, partisan heroes as representatives of the community can be seen as symbols of the nation’s narrative. Therefore, in this case, the nation can be seen as a heritage community that builds the cultural heritage. From the viewpoint of shared history, the partisan movement and occupation act as a framework for the heroic characters of Don Pietro and Pina, meaningful symbols of the immediate past, which can be thought of as part of the monumentalizing identity work of the cultural heritage process. (Leikas 2016, 57–58.) It can be said that the Italian partisan movement, as it relates to recent history, is a suitable theme for historical films that can lead to various interpretations of shared history of that period. For Rossellini and Amidei, an important left-wing Partisan movement cooperating with Catholicism provides a “usable past” for construction of the nation.

However, Open City is predominately a story of the period of repression that took place during the German occupation. Hungarian politician Gerorge Schöpflin has stated that myths and symbols act as builders of coherence and a nation’s myths of redemption and suffering represent powerlessness and compensation for the oppression of the occupying forces (Schöpflin 1997, 29–35). As film historian Mark Shiel has pointed out, Pina represents both the resistance of ordinary people and the Catholic faith that is shown through the close relationship between her and the priest Don Pietro (Shiel 2006, 49). In Pina’s dramatic death scene, Don Pietro symbolically holds her dead body in his arms after she has been sacrificed for her partisan and Catholic community. The relationship between these characters and their horrible destinies expresses the importance of religion to Rossellini. Related to the history of the partisan movement and characters above, Rossellini’s film is about the redemption and suffering of the nation as a community. According to heritage scholars William Logan and Keir Reeves, a nation’s shameful and painful past is represented in places like genocide sites and prisons, but afterwards, this brutal side of history becomes regarded as heritage and remembrance is maintained, for example, through films (Logan & Reeves 2009, 18–23). Accordingly, the film – based on real historical people – is a good example of difficult heritage” because it recalls memories of the painful times of the nation’s past.


Video 1. Rome, Open City – The Death of Pina can be seen as “difficult heritage” that witnesses the painful side of the nation’s history.

I have also maintained that these tragic events and the destinies of the characters can be seen as Realms of Memory, which unite the heritage community in remembrance of the past and thus, the sense of unity is strengthened. In this case, the film builds cultural heritage also by possessing identity work, which reinforces the culture heritage community’s involvement in these traces and symbols of the painful Italian past. (Leikas 2016, 58–59.) Rossellini’s film helped Italian post-war society sustain the memory of the heroic left-wing partisans as well as the painful events of the past. In the film, these are presented in the death and torture scenes of the common Italian heroes. The scenes consequently strengthen the imaginary cohesion of the heritage community.

Italian Neorealism and German rubble films are derived from different conditions. As Neorealism began as an aesthetic resistance movement that opposed fascism, rubble films essentially responded to the spectators’ need to identify with something in the time of post-war disillusionment. (Shandley 2001, 49.) Rentschler points out that German war survivors made a tremendous effort to regain themselves and found a national community. (Rentschler 2010, 17.) Neorealist films reacted against the banal film culture of the Fascist-era and against existing socioeconomic conditions in Italy. (Cardullo 2011, 19.) After Hitler and the Holocaust, there was no potential history rooted in the past for identity building or increasing national pride in Germany. (Fulbrook 1997, 74–75.) However, Jaimey Fisher has stated that the trauma experienced by the individual – Partisans, Workers and the Heimkehrer[5] – acts as a connecting factor in Italian Neorealism and German rubble films. For example, the partisan male heroes of the Open City experience humiliating and traumatic deaths and the male protagonists of Bicycle Thief and Umberto D. fail to provide financial security for their families, which can be associated with the traumatic male characters in rubble films. (Fisher 2007, 27–30.) I disagree with Fisher that the partisans are treated humiliatingly as the characters die as heroes, but I do think that there is a similarity in the hopeless situation experienced by the male characters in neorealist and rubble films. This type of desperation for male characters, as in Murderers Among Us, is also particularly apparent in De Sica’s films.

Although foreign escapist feature films were popular in Germany, rubble films dealt with everyday problems of Germans and their shared feelings of anxiety, guilt and fear, thus individuals were not alone with their emotions. (Baker 1995, 98.) According to Martina Moeller, the devastated city landscape in rubble films represents traumatic events and the vital need for a fresh start in the middle of the crisis. (Moeller 2013, 13.) George Schöpflin points out that unifying myths of unjust treatment emphasizes the helplessness of communities that have encountered terrible collective experiences. (Schöpflin 1997, 30–31.) Hence, in this case, according to Benedict Anderson’s theory, traumatized Germans in the post-war period had a chance to imagine a community through watching rubble films and, therefore, they experienced the imaginary companionship.

Murderers Among Us, the standard-bearer of the German rubble films, does not contain similar stories of heroes, religious sacrifices, the symbols of the nation’s narrative, the ‘Golden Age’ or usable past, as does Open City. In Murderers Among Us, the character Dr Hans Mertens is a former soldier and a Heimkehrer who suffers from the severe traumas of war and he desperately wanders through the ruins of Berlin. Jaimey Fisher has proposed that the film interprets the past and collective history via the wandering Dr Mertens, who like Flâneur in the city, is troubled by the voices of the Nazi past and memories that the ruined city landscape has evoked (Fisher 2005, 472). Additionally, scholar Hester Baer has noted that Dr Mertens’ blurred and disturbed gaze refers to his past traumas, which are triggered by different stimuli in the present day, for example, as a doctor, he cannot stand the sight of blood (Baer 2009, 34). In Murderers Among Us, the traumatic past, aroused by the ruined landscape and war-related stimuli, unites the imagined community to remember the immediate past, as Realms of Memory. Thus, it unites members of the heritage community in remembrance of the past. In this case as well, when the nation as a heritage community adopts the traces of the traumatic past, the film builds cultural heritage by possessing identity work. In the state of post-war disillusionment, some traces of identity can be found through shared experiences revealed by films as cultural artefacts.

Image 1. Murderers Among Us – A wandering Dr Hans Mertens amongst the ruins of Berlin as Realms of Memory that allow members of the heritage community to remember the past and its ruined landscape.


Video 2. Murderers Among Us – Dr Mertens compares the chess game to the war zone, which raises painful memories of war; common traumatic memories can also be used to build cultural heritage.

Often within the various nations, the governmental authorities have deliberately ignored some of the memories related to a nation’s cultural heritage or created invented traditions that have sought to support a particular nationalistic policy. (Logan & Reeves 2009, 20.) Thus, some aspects of national identity have been abandoned because of the negative past. As I mentioned in the context of Open City, Murderers Among Us is a perfect example of the traumatic and brutal side of history and “difficult heritage”. In this context, the film is also linked to the German history of suffering because it maintains memories of post-war suffering. For example, according to German historian Helmut Schmitz, the history of suffering emerges in the form of a Holocaust memorial in Berlin that has brought the Nazi crimes back to the memory culture and has institutionalized the Holocaust in contemporary Germany (Schmitz 2007, 3). In this way, Murderers Among Us and other rubble films have participated in the presentation of Germany’s history of suffering in the 1940s and have also contributed to the institutionalization of the Nazi past in the post-war years. Although, as Schmitz notes, the theme of wartime suffering has been a taboo subject and therefore it has still not been adequately remembered in modern Germany (Schmitz 2007, 5).

Eyes on the Hopeful Future

Some myths of nation building, expressed by Schöpflin, are also concerned with the future. The main idea of myths of renewal is that the present has been spoiled by violence from another community, however, purification can create a better world for the future and a fresh start. These kinds of myths were particularly evident in Germany and Italy after World War II. (Schöpflin 1997, 32–33.) As Anthony Smith has stated, the memories of the golden age will help shape the future of the community. (Smith 1997, 51.) In Open City, community’s – left-wing partisans and Catholics – gaze into the future and signs of rebirth are displayed after the execution scene of Don Pietro, when the priest’s young pupils leave and walk towards Rome with cheerful music playing. This final scene of the film reveals that although the pupils are sad, they walk towards the future with optimism. In this instance, if we consider the nation as a heritage community, this scene reinforces the image of oneself within the continuity of past, present and future, and, therefore, shared history is formed and cultural heritage is built by historicizing identity work (Leikas 2016, 60). Again, the scene also emphasizes the importance of religion for to Rossellini because the sacrifice of Don Pietro will lead to purification when the new hopes of the nation make a fresh start and thus, the myths of renewal occur.


Video 3. Rome, Open City – The execution of the partisan hero of the past, Don Pietro, and the road towards a better future with children. Thus, the myths of renewal emerge and shared history is formed.

Without the “Golden age”, where national identity derives its power from, people, especially in East Germany, had to rely on a shared future because after their hard past, their relationship with the future was more trusting. (Fulbrook 1997, 84–85.) In Murderers Among Us, related to Baer’s study, when Mertens’ gaze is disturbed and blurred by the past, Susanne Wallner – Mertens’ roommate and the future love of his life – again has a clear vision of the past and present day, she is able to deal with the past and she does not relate to anything broken. In the film, male and female characters represent different roles in repairing post-war society. (Baer 2009, 34.) Eric Rentschler has pointed out that the mission of rubble films, and especially Murderers Among Us, has been to clean up the ruins, restore humanity and create the conditions for the future community. In the film, a mythical woman, Susanne Wallner, represents the departure from the past and the view to the future while the past is men’s problem. (Rentschler 2010, 26.)

Desperate Mertens does not think about the future, while his roommate Wallner, as an artist, has painted optimistic sketches about “saving children” and cleaned up the ragged apartment. However, Mertens disapproves that Wallner sees a hopeful future. Mertens, as a doctor, believes that there is no point in saving humankind and again he goes wandering around the ruined city. In the most famous scene, Mertens displays his nerves to Wallner who intervenes in his affairs. He does not want to forget the past and, therefore, a despondent Wallner goes out to the ruined city. Later, a repentant Mertens finds Wallner and promises to love her some day while hopeful music plays. Mertens represents the traumatic past and Wallner aims towards a hopeful future, as does the entire nation. It can be said that, more than Open City, the film veers significantly towards a promising future due to Wallner’s actions. According to war historian Richard Overy, in post-war Germany, where many had lost their homes and possessions, moving forward was the only option (Overy 2012, 62). Rentschler confirms that: ‘[T]he Trümmerfilm is more concerned with moving forward, with reconstructing the nation rather than reconsidering its past’. (Rentschler 2010, 14.) This current state of society is therefore well represented in Staude’s film. The communities presented in the film differ from Rossellini’s Open City, because partisans and Catholics are closely linked, but in Murderers Among Us, former Nazi Captain Mertens is clearly different from Wallner, who again symbolizes a new post-war Germany that looks towards the future. For this reason, the film clearly represents Staudte’s and DEFA’s view of rejecting National Socialism. The film, and especially Wallner’s character, participates in the historicizing identity work of the cultural heritage process and thus the spectator’s image of oneself, on the continuity of past, present and future, is strengthened.


Video 4. Murderers Among Us – The famous scene in which the protagonists can see a promising future, which means that the film reflects a forward-looking German society.

Symbols of Unity and Differentiation

The nation can also be imagined as an integral geographical space, for example, as a cityscape with geographic boundaries that differentiate us from other. (Dickie 1996, 22–23.) Tim Edensor has pointed out that the relationship between geographical space and national identity often focuses on symbolic landscapes and famous sites, but everyday spaces are equally important builders of the national identity. Mundane and familiar things constitute a sense of place. (Edensor 2002, 50–51.) As previously noted, Open City does not contain any tourist landmarks or monuments. The same applies to the ruined city of Murderers Among Us. Italian historical films, such as Gallone’s Scipio Africanus, are unique icons, which build national identity based on the glorious past and for outsiders, they are the authorities’ representations of the golden age, which testify to the greatness of Italy (Leikas 2016, 62). It can be said that the Prussian film genre of the Third Reich, including Veit Harlan’s The Great King, shared the same objective.

As I have stated, in Open City, home is presented as a mundane shelter and retreat for Roman partisans where the war cannot reach. The home, as the safest place in the film, serves as a base and hiding place to keep away from the German occupiers. Home is strongly related to national identity through the differentiation, when home separates Italians and German occupiers from each other. The film presents an Italian family and a home that does not belong to the invaders. In this sense, the home can be seen as a suitable trace for the possessing identity work of the cultural heritage process. A scene from Open City where Giorgio Manfredi and Francesco eat at home best illustrates home security. They casually discuss the situation of the resistance movement and their future plans until Francesco’s future wife Pina arrives. After a while, they hear an explosion and Pina turns off the lights. They are monitoring the situation from the window and Pina’s son Marcello arrives home from the site of the explosion. The home represents the community with boundaries used to distinguish the main characters from outsiders. (Leikas 2016, 65.) Edensor has proposed the idea that a home is like a private nation with differentiating boundaries (Edensor 2002, 57–58). The sense of community, presented in the film, occurs in everyday life at a family’s home and imagining the community becomes possible when the community is placed against the outsiders. The nation as a heritage community may use this pattern for identity work.

Journalist Luigi Barzini emphasizes the importance of women in Italian society, as women work imperceptibly to maintain the family and the entire nation. (Barzini 1991, 227.) Although Francesco and Giorgio are the partisan heroes of the film, the mother figure Pina makes the ultimate sacrifice, as she fights for her family until her heroic death at the hands of German soldiers. In the cultural heritage process, Pina, as she sacrifices on behalf of the community, is an ideal symbol for possessing identity work. (Leikas 2016, 68–69.) As has been revealed in connection with Murderers Among Us, compared to the suffering Dr Mertens, Susanne Wallner, a concentration camp survivor herself, has a clear picture of the future. Wallner cleans, cooks and organizes the home, although the drunken and wandering Mertens does not want to restore order because of the trauma of the past. If we consider a home as a private nation, a strong woman dominates it, while the traumatized man, alternatively, wanders helplessly outside in the ruins of the city.

The family and the mother figure are also important elements in Vittorio De Sica’s Bicycle Thieves. I have stated that the film builds a community’s identity through a woman-dominated home where private is distinguished from public. The helpless men of the film, Antonio and his son Bruno, are leaving from home, which is dominated by a strong mother, Maria, and the feeling of home fades along with her, as husband and son head out into the city in a desperate search for lost bicycle from the crowded streets of Rome. (Leikas 2016, 67–68.) Additionally, film scholar Henry Bacon sees Maria’s home as a shelter, but misfortunes and social conditions drive Antonio and Bruno to endless wandering in the city (Bacon 1996, 75). A similar situation is also reflected in De Sica’s Umberto D. (1952), in which a housemaid, Maria, maintains the home. Similarly, Murderers Among Us presents a helpless man whose home is maintained by a strong woman. At first, his war trauma seems to be too deep, but eventually Mertens’ healing process begins with the assistance of Wallner. In these essential films that represent the difficult post-war years, there is a shelter for poor men, maintained by a strong forward-looking woman. It seems that men have failed at war, so women must restore order. In Murderers Among Us, Susanne Wallner’s home serves as a unifying symbol for possessing identity work, which the post-war nation, as a heritage community, can absorb into the construction of uniting cultural heritage.

Image 2. Murderers Among Us – An apathetic Dr Mertens and a female-dominated home as a uniting symbol for the heritage community.

As John Dickie has stated: ‘The opening sequence of Roma città aperta encapsulates its dominant system of differentiation. […] The Nazis are […] the film’s central image of an evil Other’. (Dickie 1996, 25.) I have noted that Rossellini has created a clear contrast to the partisans, which is visually expressed through the German uniforms. At first, the German occupying forces appear to be a strong authority but later the film presents the German leader, Major Bergmann, as an unmanly and abnormal character, who can be seen as a threat to the traditional nuclear family of the Italians. This pattern of differentiation is widely used in representations of the alien invasion. (Leikas 2016, 74–75.) According to Kimmo Ahonen, the threat to “normality” is also a typical feature of the 1950s alien invasion films of Hollywood. (Ahonen 2013, 214.) As has become clear, the Italian partisan family can act as a unifying factor for heritage community. I have stated that Pina’s sister Lauretta and her friend Marina Mari, who prefer a luxurious life and cooperate with the German soldiers, also threaten the nuclear family and that they are different from the left-wing partisans. (Leikas 2016, 71–72.) Further, David Forgacs has noticed that the film has a polarizing arrangement where the working-class community is set against the world of the cabaret girls, Marina and Lauretta (Forgacs 2007, 45).

In Murderers Among Us, the enemy of the community, represented by Mertens and Wallner, is his former captain and a comrade-in-arms Ferdinand Brückner who is responsible for the killing of civilians in Christmas 1942. This traumatic event haunts poor Mertens, and he decides to meet Brückner who currently has a successful business, a great family and a luxurious home despite the horrible events of the past. In this regard, Eric Rentschler has pointed out: ‘[Brückner] feels at home precisely because neither physical nor psychic ruins have a place in his prosperous new existence’. (Rentschler 2010, 28.) In a wartime flashback, Mertens tries in vain to change the uniformed Brückner’s plan to shoot the innocent civilians. In the end, Mertens decides to take revenge on Brückner, but Wallner runs into the scene and prevents the murder. As Major Bergmann in Rossellini’s film, Staudte presents Brückner as a manifestation of evil, who is clearly different than the protagonists. The character of Brückner also noticeably resembles Heinrich Himmler, one of the most powerful and most feared men in Nazi Germany. Therefore, in Murderers Among Us, there is also a clear contrast between the community and its enemies – in uniforms – who unjustly enjoy a luxurious life and haven’t taken responsibility for their actions. For spectators, a representation of the horrible past is personified as Captain Brückner, who is functional, as opposed to the traumatized Mertens, and especially to forward-looking Susanne Wallner. In the cultural heritage process, the main characters could act as unifying factors for the imagined community; cultural heritage is built on the basis of possessing identity work.

Image 3. The ”Evil Other” in military uniforms (Captain Ferdinand Brückner in Murderers Among Us and Major Bergmann in Open City) as differentiating symbols that set the “enemy” characters apart from the protagonists.

Conclusion

I have analysed these films from the viewpoint of the cultural heritage process and how these works can unite members of the heritage community, in this case, the nation and its film viewers who maintain the process. Because Rossellini’s leftists and Catholic characters, based on real-life historical figures, are meaningful symbols of the past and are part of the nation’s narrative, the shared history of the film can be used in monumentalizing the identity work of the cultural heritage process. The film constructs cultural heritage also by possessing identity work, which reinforces the heritage community’s involvement with these symbols. The film may also help the heritage community to remember the painful past, as with Pierre Nora’s Realms of Memory. Together, with a realistic story, the nation’s myths of redemption and suffering are well suited to highlighting Rossellini’s Catholicism.

In the German rubble film, Murderers Among Us, the ruined landscape and the film’s wandering protagonist can also be seen as Realms of Memory, which unite the spectators in remembrance of the traumatic post-war past, even if the memories were not necessarily pleasing. These are adoptable traces of the common past for the post-war German nation, as a heritage community, to create unifying cultural heritage. In this case as well, I refer to the possessing identity work of the heritage community. As has become clear, the film is not based on the same kind of heroic symbols, religious myths or usable past, as in Open City, rather the people’s shared experiences of terrible war construct common identity. As Anderson would have put it, the spectators’ sense of community is imagined by remembering the common past. Both films represent “difficult heritage”, which shows the brutal side of history, which is also considered as cultural heritage. Like any national memorial, Murderers Among Us also takes part in the presentation of Germany’s history of suffering and, thus, also in the institutionalization of the Nazi past.

The scene of renewal in Open City is an example of Rossellini’s religious views and the historicizing identity work of the cultural heritage process. When the struggles of the past are over, the nation as a heritage community may march towards a common future. The film creates a historical continuity, which can be used for identity work. Because of the traumatic past of the Nazi Germany, Murderers Among Us relies more on the hopeful future represented by the female character Susanne Wallner, while the past haunts the protagonist. As the film presents a common future of the nation as heritage community, the spectator’s sense of community is imagined. The film is participating in historicizing identity work, because it can also strengthen the spectator’s image of themselves within the continuity of past, present and future.

In Open City and Murderers Among Us, mundane life, home, family and women, by excluding the outsiders, can act as unifying symbols for possessing identity work. In the films, characters who prefer a luxurious life, the cabaret girls in Open City and company owner Captain Brückener in Murderers Among Us, are set against the nuclear family. Visually, differentiation is clearly evident through the use of uniforms by the occupiers and the common enemies of the nuclear family represented by the abnormal Major Bergmann in Open City and the unsympathetic and Himmler lookalike, Captain Brückner, in Murderers Among Us. Against this background, differentiation confirms the spectator’s experience of involvement to the unifying symbols, represented by decent Italians and Germans. Thus, the spectators’ sense of community is imagined. Also in this case, the unifying cultural heritage of the nation is constructed by possessing identity work.

These examples of Neorealism and rubble films participate in heritage building through monumentalizing, possessing and historicizing identity work of the cultural heritage process. They produce and maintain the cultural heritage of nations by interpretations of the shared history, experiences of involvement and symbols of unity and differentiation. The film can serve as a statement and observation of the time, because it has the ability to grasp the various phenomena and the nation’s history. Roberto Rossellini and others were able to find the elements from the nation’s past to create a sense of community, while Staudte’s Murderers Among Us went more towards a better future as the entire nation, even through the ruins, can also be seen as Realms of Memory. The female-dominated home can be seen as a symbol of unity, as in Open City; or as it appears in Murderers Among Us, as a mundane shelter from the nation’s enemies where it helps the film’s protagonists recover from the nation’s war trauma.

References

All links verified 30.10.2017.

Films

Murderers Among Us (Die Mörder sind unter uns). Directed and written by: Wolfgang Staudte. Starring: Hildegard Knef, Wilhelm Borchert, Arno Paulsen, Robert Forsch. DEFA (Deutsche Film-Aktiengesellschaft). 1946. 85 min.

Rome, open city (Roma, città aperta). Directed by: Roberto Rossellini. Written by: Sergio Amidei, Federico Fellini and Roberto Rossellini. Starring: Aldo Fabrizi, Anna Magnani, Marcello Pagliero, Francesco Grandjacquet, Harry Feist, Giovanna Galletti, Maria Michi, Carla Rovere, Joop van Hulzen. Excelsa Film. 1945. 103 min.

Online videos

“Rome, Open City – The Death of Pina”, YouTube 7.9.2014. https://www.youtube.com/watch?v=_L8ZqgtYvwM

“Murderers Among Us Chess Scene”, YouTube 29.1.2014. https://www.youtube.com/watch?v=1V20a9bqpzg

“Roma città aperta, finale”, YouTube 19.10.2010. https://www.youtube.com/watch?v=DWLgtSAogNk

“The Murderers Are Among Us”, YouTube 24.3.2014. https://www.youtube.com/watch?v=MWKpaCoIerI

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Leikas, Lauri. 2016. 1940-luvun italialainen neorealistinen elokuva kulttuuriperinnön rakennusaineena. Master’s thesis. University of Turku, School of History, Culture and Arts Studies, Cultural Production and Landscape Studies, Cultural Heritage Studies.

Liehm, Mira. 1984. Passion and Defiance. Film in Italy from 1942 to the Present. Berkeley: University of California Press.

Logan, William and Keir Reeves. 2009. “Introduction. Remembering places of pain and shame.” In Places of Pain and Shame. Dealing with ’Difficult Heritage’, edited by William Logan and Keir Reeves, 18–39. Abingdon, New York: Routledge.

Moeller, Martina. 2013. Rubble, Ruins and Romanticism. Visual Style, Narration and Identity In German Post-War Cinema. Bielefeld: Transcript verlag.

O’Brien, Mary-Elizabeth. 2006. Nazi Cinema as Enchantment. The Politics of Entertainment in the Third Reich. New York, Woodbridge: Camden House.

Overy, Richard. 2012. “Interwar, War, Postwar: Was there a Zero Hour in 1945?” In The Oxford Handbook of Postwar European History, edited by Dan Stone, 60–78. Oxford: Oxford University Press.

Paasi, Anssi. 1986. “The Institutionalization of Regions. Theory and Comparative Case Studies.” In University of Joensuu Publications in Social Sciences N:o 9, University of Joensuu, Joensuu, 1–36.

Piturro, Vincent. 2008. The Audience and the Film: A Reader-Response Analysis of Italian Neorealism. Denver: University of Colorado.

Rentschler, Eric. 2002. “The Testament of Dr. Goebbels.” In Film and nationalism, edited by Alan Williams, 137–151. New Jersey: Rutgers University Press.

Rentschler, Eric. 2010. “The Place of Rubble in the Trümmerfilm.” In New German Critique No. 110, Duke University Press, 9–30.

Ruberto, Laura E., and Kristi M. Wilson. 2007. “Introduction.” In Italian Neorealism and Global Cinema, edited by Laura E. Ruberto, and Kristi M. Wilson, 1–24. Detroit: Wayne State University Press.

Salmi, Hannu. 1993. Elokuva ja historia. Helsinki: SEA and Painatuskeskus.

Sandford, John. 1980. The New German Cinema. New York: Da Capo Press.

Schöpflin, George. 1997. “The Functions of Myth and a Taxonomy of Myths.” In Myth and Nationhood, edited by Geoffrey Hosking, and George Schöpflin, 19–35. London: Hurst & Company.

Schmitz, Helmut. 2007. “Introduction: The Return of Wartime Suffering in Contemporary German Memory Culture, Literature and Film.” In A Nation of Victims? Representations of German Wartime Suffering from 1945 to the Present, edited by Helmut Schmitz, 1–30. Amsterdam: Rodopi.

Shandley, Robert R. 2001. Rubble Films. Philadelphia: Temple University Press.

Shiel, Mark. 2006. Italian neorealism – Rebuilding the cinematic city. Brighton: Wallflower Press.

Sivula, Anna. 2013. ”Puuvillatehtaasta muistin paikaksi. Teollisen kulttuuriperintöprosessin jäljillä.” In Mitä on kulttuuriperintö?, edited by Outi Tuomi-Nikula, Riina Haanpää, and Aura Kivilaakso, 161–191. Helsinki: SKS.

Sivula, Anna 2015. ”Tilaushistoria identiteettityönä ja kulttuuriperintöprosessina: Paikallisen historiapolitiikan tarkastelua.” In Kulttuuripolitiikan tutkimuksen vuosikirja 2015. Kulttuuripolitiikan tutkimuksen seura r.y, , 56–69.

Smith, Anthony D. 1997. “The ‘Golden Age’ and National Renewal.” In Myth & Nationhood, edited by Geoffrey Hosking, and George Schöpflin, 36–59. London: Hurst & Company.

Smith, Anthony D. 2000. “Images of the Nation. Cinema, Art, and National Identity.” In Cinema and Nation, edited by Mette Hjort, and Scott MacKenzie, 45–59. London: Routledge.

Smith, Laurajane. 2006. Uses of Heritage. New York: Routledge.

Smith, Laurajane, and Natsuko Agakawa. 2009. “Introduction.” In Intangible Heritage, edited by Laurajane Smith, and Natsuko Agakawa, 1–9. London and New York: Routledge.

Sorlin, Pierre. 2001. “How to look at an “Historical” Film.” In The Historical Film. History and Memory in Media, 25–49. New Jersey: Rutgers University Press.

Spinelli-Coleman, Donatella. 2011. Filming the Nation. Jung, Film, Neo-Realism and Italian National Identity. London: Routledge.

Tuomi-Nikula, Outi, Riina Haanpää and Aura Kivilaakso. 2013. ”Kulttuuriperintökysymysten jäljillä.” In Mitä on kulttuuriperintö?, edited by Outi Tuomi-Nikula, Riina Haanpää, and Aura Kivilaakso, 12–27. Helsinki: SKS.

Wagstaff, Christopher. 2000. “Rossellini and Neo-realism.” In Roberto Rossellini. Magician of the real, edited by David Forgacs, Sarah Lutton, and Geoffrey Nowell-Smith36-49. London: BFI Publishing.

Williams, Alan. 2002. “Introduction.” In Film and Nationalism, edited by Alan Williams, 1–22. New Jersey: Rutgers University Press.

Wood, Mary P. 2005. Italian Cinema. Berg, New York, Oxford.

Wyke, Maria. 2008. “Italian Cinema and History”. In Theorising National Cinema, edited by Valentina Vitali, and Paul Willemen, 61–71. London: British Film Institute.

Zavattini, Cesare. 1978. A Thesis on Neo-Realism. Springtime in Italy. Reader on Neorealism. Edited by David Overbey, 67–78. Hamden: Archon Books.

Notes

[1] Translated into English, the title of my master’s thesis is “1940s Italian Neorealist Films as the Builders of Cultural Heritage”. Originally in Finnish: “1940-luvun italialainen neorealistinen elokuva kulttuuriperinnön rakennusaineena”.

[2] Usually called simply Open City. (Cardullo 2011, 216; Landy 2000, 15; Liehm 1984, 3; Bondanella 2009, 26; Brunette 1996, 41.)

[3] Open City achieved first place at the box-office 1945-46. (Bondanella 2009, 65) Based on statistics, Murderers Among Us had at least over 5 million viewers in its own time. (Moeller 2013, 106; Baer 2009, 45; Rentschler 2010, 13.)

[4] Films represents upper-class life symbolized by the white telephone in the boudoir. (Landy 2000, 8.)

[5] A soldier returning from war. (Shandley 2001, 2; Rentschler 2010, 12; Fisher 2007, 29.)

Kategoriat
3/2017 WiderScreen 20 (3)

Superman on the Silver Screen: The Political Ideology of The Man of Tomorrow on Film

Blockbusters, Comics, conservativism, liberalism, Superheroes, Superman, United States

Janne Salminen
janne.t.salminen [a] helsinki.fi
Doctoral Student
Area and Culture Studies, North American Studies
University of Helsinki

Viittaaminen / How to cite: Salminen, Janne. 2017. ”Superman on the Silver Screen: The Political Ideology of The Man of Tomorrow on Film”. WiderScreen 20 (3). http://widerscreen.fi/numerot/2017-3/superman-silver-screen-political-ideology-man-tomorrow-film/

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The critical and commercial success of Superman: The Movie (1978) by Richard Donner laid the groundwork for the contemporary superhero film boom. In that film, Superman was a moderately conservative character with a strong sense of social responsibility. Man of Steel (2013) directed by Zack Snyder, reintroduced Superman to movie audiences as a very conservative character with an individualistic streak. Before Man of Steel, Superman films had promoted consistently social responsibility, while the conservative and liberal attitudes changed from film to film.

Through contextualized close reading, the six live action Superman films can be placed in the cultural landscape of the United States, and they can be interpreted as ideological articulations. The focus this article is to examine how Man of Steel relates to the previous Superman films and other contemporary superhero movies by examining how it lands on the axes of social responsibility versus individualism and liberalism versus conservatism. The previous films of the series are brought up for contextualization, but instead of tracking how each film of the series represented ideological values, they are discussed rather in context to the latest film of the franchise.

Within the six feature films starring Superman (released between 1978 and 2013), these attitudes manifest themselves, especially through gender representations. Those films that promoted more liberal and progressive gender attitudes failed critically and commercially, while those with attitudes that are more conservative have fared significantly better. Man of Steel would appear to be a continuation of the conservative and darker superhero trend chosen by Warner Brothers as almost as a counter-balance to the more colorful Marvel films released by Disney.

In the summer of 2013 Man of Steel was released unto the world. It reintroduced audiences to Superman. After a seven-year absence at a time when superhero films had become almost synonymous with blockbuster films, Kal-El was back, and this time he was not your grandfather’s Superman. Gone was any trace of geniality or benevolence, the costume was darker, his expressions grimmer, and most importantly his idealism was replaced by cold pragmatism.

Superman made his first appearance in the pages of Action Comics in April 1938 (cover-dated June) (Weldon 2013, 25) and since then has become an enduring cultural icon. (Tye 2012, 299–300) Historian William Savage argues that Superman is not only the first superhero but that he is also the most influential (1990, 5). Over the last eight decades, Superman’s adventures have been depicted in almost every media imaginable: comic books, video games, theme park rides, radio shows, novels, songs, TV-shows, Broadway musicals, and films. In the 2010s his perhaps most notable presence is in the DC cinematic universe, which is now being cobbled together by Warner Brothers. This article focuses on the big-budget Superman movies released between 1978 and 2016.Superman (1978) and Superman II (1980) articulated conservative attitudes, but from Superman III (1983) onwards the series began to embrace a more liberal attitude, which culminated in Superman IV: The Quest for Peace (1987). Superman Returns (2006) returned the series to a moderately conservative position, while Man of Steel (2013), took an aggressively individualist and conservative position, which continued in 2016s Batman v Superman: Dawn of Justice. These films are built to be blockbusters, and as such, they are aimed towards the widest possible audience. The section discussing Superman (1978) will expand on the significance of this issue in greater detail. These films were released within the timespan of 35 years, and explaining and exploring all the societal and political changes of that took place in the United States during that time would be impossible within the confines of one article.[1]

The goal of this article is to understand what kind political ideologies and attitudes each Superman film[2] supports mainly through understanding what the character of Superman represents. Most of these films steadily maintained that the character has a strong sense of social responsibility, while his actions otherwise alternated between conservative and liberal. In 2013, the trend of promoting social responsibility was subverted when Man of Steel reimagined Superman as a borderline libertarian.

The analysis in this article is formulated using close reading and contextualization. Close reading is the extraction and internalization of meanings from a text (Paul and Elder 2006, Loc. 174), which Lawrence Grossberg states that is an attempt to connect it to a larger context and determine its intertextual articulations (1992, Loc. 1138). This article aims to connect articulations of these films to the cultural and political contextual landscape of the United States during the time when these films were released. I define ideology as a way of linking actions to principles or values as Hans Noel’s describes the concept (2013, 40). I interpret Superman’s actions being driven by social responsibility or by individualism and how those actions articulate conservative or liberal attitudes. Liberals tend to identify themselves as a group that favors change and progress, even if it means government involvement, whereas conservatives want to preserve traditional arrangements, especially if those arrangements are threatened by government interference (Conover and Feldman 643, 1981). Cognitive linguist George Lakoff argues that in contemporary conservative thinking limiting the pursuit of self-interests and economic freedom as not only socialism or communism but immoral as well. They see welfare as detrimental to society as it impedes competition and the advancement of individuals with most talents for operating in a free-market society (2002, 68–95). Lakoff also reminds us that conservativism and liberalism are not monolithic, and as they are radical categories, not one conservative nor liberal worldview would fit all liberals and conservatives, but there are central models and variations on those models (2002, 30).

I treat social responsibility as a set of beliefs that there must be a limit to economic inequality and as a duty to amend social injustices. Individualism, on the other hand, is a belief that is inequality acceptable since the efforts of the self-reliant individual determine success. These concepts are used in the manner Lawrence Bobo defines them in his article “Social Responsibility, Individualism, and Redistributive Policies” (1991, 73–74). Positions on specific issues may vary with time, but these are the fundamental values associated with these concepts. The liberal/conservative divide has been in effect since the 1950s and has only strengthened since then (Noel 2013, 10).

Author and literary scholar Tom De Haven describes Superman’s meaning to the American cultural heritage and ideological landscape as follows:

He embodied our values, celebrated our birthdays, cherished our traditions. Superman was all right. Superman was –if not us­, exactly, then ours. Superman by then was ours. He was finned cars and a smoking gross national product, he was the interstate highway system, he was Cinerama. He was big, larger than life, and he was American. (2010, Loc. 942)

The creators of Superman, Jerry Siegel (1914–1996) and Joe Shuster (1914–1992) both came of age during the great depression. The creation process was informed by the crisis that the population of the United States was experiencing. Initially, Clark Kent was a nervous, ineffectual journalist whose job was only to report events to the public, but Superman was a hero who could protect the public with ease (Darowski 2008, 463–464). He seems to be naturally inclined to use his powers for good, and on the very first page of the first Superman story, it reads: “Early, Clark decided he must turn his titanic strength into channels that would benefit mankind” (Siegel and Shuster 1938). Joseph Darowski identifies this early Superman as a roguish New Dealer, a symbolic representation of a country divided in half. The Great Depression that started in 1929 gave a huge blow to the United States’ confidence, rendering most of the population powerless. It was as if Americans were no longer the masters of their destiny. President Franklin D. Roosevelt’s New Deal was a promise to fix America, a pledge to make the government the protector of the people (2008, 464). Superman reflected these same ideals and promises.

Image 1. Christopher Reeve as Superman (Superman © Warner Bros. 1978)

From 1978 onwards, Superman would no longer be compared only to other superheroes on the pages of comics, TV-shows, or low budget movie serials; he was placed into a new cultural context, as he entered the arena of the cinematic blockbuster. Hollywood had managed to recapture public’s imagination and attention, while the director-driven “New Hollywood” films (Galenson and Kotin 2010, 37) were giving way to high-concept blockbusters like Jaws (1975) and Star Wars (1977) (Biskind 1998, 336–343). Due to the high cost of this type films, people making them were (and still are) less likely to take risks, so that they attract the widest audience possible (Cucco 2009, 217). Superman’s story was adapted for this new context. Film scholars Scott A. Lukas and John Marmysz claim that powerful dramatic and theatrical myths demand to be retold. They argue that retelling a story is comparable to a ritual, reflecting and reaffirming what values are culturally important (2009, 7–14). Perhaps Superman was similarly “demanding” to be remade in a new context to regain his relevance.

Director Richard Donner’s Superman (1978) presented the world with a hero who was a polite civic-minded idealist. One who seemed to abhor violence and appears to be motivated by altruism. The film’s plot follows Kal-El/Superman/Clark Kent (Christopher Reeve) as he is sent from the Planet Krypton to Earth as a baby, his formative years in rural Kansas, and when he finally moves to Metropolis and settles in his dual life as the mild-mannered reporter Clark Kent and the big blue boy scout, Superman.


Video 1. Trailer for Superman.

Superman arrived at a time when the US was in the throes of an existential crisis. Historian Gil Troy describes the United States during the late 1970s as a nation suffering from over-exhaustion. The Vietnam War had been a disaster, The Watergate scandal took down President Richard Nixon, and the economy was crumbling as unemployment increased along with inflation (2005, 27). During the first half of the decade, audiences had been keen on watching films that were morally ambiguous and featured bleak storylines. One Flew Over the Cuckoo’s Nest (1975), Dirty Harry (1971), and A Clockwork Orange (1971) are but a few examples of such films. Michael Ryan and Douglas Kellner describe these films as “anti-heroic” (1988, 223). A Clockwork Orange and One Flew Over the Cuckoo’s Nest are both identified by Robert B. Ray as being part of what he calls “the Left cycle” films, whereas a movie like Dirty Harry would appeal to a more conservative audience. Ray argues that this indicated a rift between ideologies in the US and that the films are attempts to describe same contemporary events from different perspectives. Ray states that the key difference between the films that leaned on the Left and those that leaned on the Right was in how they portrayed heroism. Left-leaning films presented outlaws often as heroes, who clash with the officials, whereas films that leaned on the Right portrayed the officials as heroes and outlaws as villains (1985, 298–300).

Ryan and Kellner argue that the success of “hero revival” -films such as Star Wars (1977), Raiders of the Lost Ark (1980), and First Blood (1982) signaled Ronald Reagan’s victory in the 1979 presidential election (1988, 228). Superman serves as an early example of this phenomenon but is more moderate in its celebration of strong, white, male heroes than the films mentioned before. In the late 1970s/early 1980s, supporting strict social control was one of the major components of a conservative identity (Conover and Feldman 1981, 639–640). Superman certainly respects the law and obeys it to the letter, but he is almost passive, always polite, and rarely resorts to violence. This attitude sets Superman apart from other conservative films as they portray violence as a necessary component of maintaining social order.

Clark Kent’s formative years in Kansas are portrayed as if they are taking place during the 1950s, or at least during some idealized version of the 1950s,[3] disconnecting Clark from the radical youth culture of the 1960s. Thus, conveniently explaining why teenaged Clark was not involved in any youth movements that questioned the values of the previous generation. During the 1960s, teenagers, and young adults had difficulty conforming to the expectations and values imposed on them by their elders. During the 1970s, a politically conservative hegemony had settled over America and stifled the large reforms, which the counterculture movement had tried to achieve (Suri 2009, 46–53). Ignoring or skipping the turbulent 1960s, Superman conveniently avoids addressing any ideologically complex issues openly. In his book Red State, Blue State, Rich State Poor State: Why Americans Vote the Way They Do (2009) Andrew Gelman notes that the polarization of American politics, the inability or unwillingness to find consensus, began during the 1960 and 1970s as the country struggled to find consensus on such issues as civil rights and the Vietnam war. He continues to add that the partisan divisions that began then continued onwards to the 2000s (Gelman 2009, Loc. 2259–2271). Ryan and Kellner argue that by 1978, the very year Superman was released, the conservative revolution (also called the Reagan revolution) had managed to demonize liberalism and big government to such an extent that the culture was shifting towards strikingly conservative themes (1988, 133–35, 290–92).

In Superman, City of Metropolis is not a crime-ridden cesspool, even if it is the setting for an overwhelming majority of crimes and other social problems in the movie. Ryan and Kellner note that films, which represent big cities as dangerous places tend to resonate with conservative audiences (1988, 92). In this sense, representing Metropolis (thinly veiled New York) as a reasonably decent place to live, but possibly in need of Superman’s services, the film mediates a common ground between conservative and liberal mindsets. The larger threat to the well-being of humanity in the film’s storyline comes from the main antagonist, Lex Luthor (Gene Hackman). Luthor plans to fire a nuclear missile into the San Andreas Fault, which will cause a massive earthquake that will sink California into the ocean. The primary motivation for Luthor to do this is money: he has bought large properties of land in the area where the new coastline would be after this cataclysm.

The ideological conflict with Superman and Luthor symbolizes the divide between social responsibility and individualism taken to a satirical extreme. If Luthor is successful, he will become a billionaire, but at the cost of countless lives. The people who die are casualties of his innovativeness. Superman represents the need to protect those with less political power from the dramatic changes implemented by those with superior abilities. In Luthor’s case, that ability is his intelligence (in the film Luthor claims to have an IQ of over 200) that needs to be kept in check by Superman, once again continuing the movie’s theme of moderation and mild conservativism.

Kellner argues that conservative films often create narratives in which a nation is redeemed by a savior (2010, 9). Superman does little to establish the character as anything more than a helpful do-gooder. Superman is also not a prototype for a hero for the Reagan age, as Susan Jeffords defines the Reagan era heroes trying to bring back an imaginary glorious past (1994, Loc. 835). Superman is reverent towards the glory days of the past, meaning the utopia of the doomed planet Krypton, but uninterested in recreating it. He also does his best to keep society from being destroyed (or changed too quickly) by overconfident megalomaniacs.

Superman II: Protecting the Heteronormative Hegemony from Disruptions

The second Superman film maintains the socially responsible course set in the previous film, but that responsibility is extended mainly to those who fit the heteronormative expectations of the early 1980s. Superman II (1981) celebrates the heteronormative hegemony and visualizes those who challenge it as murderous outsiders. These outsiders come in the form of three Kryptonian criminals who arrive on Earth to create mayhem and destruction.


Video 2. Trailer for Superman II.

In the years between the release of Superman and Superman II, the US had moved on from the Carter years to the Reagan years. President Jimmy Carter held a realist view of the limitations of resources and understood the complexity of the problems facing the nation and believed that with the help of the government, Americans could overcome these obstacles. Despite this, he had begun the process of deregulation, which meant diminishing government involvement with the economy. Such actions made his political priorities seem muddled (Outline of U.S. History 2005, 291–92). The Republican presidential candidate Ronald Reagan, on the other hand, believed that the government was the problem and most definitely not the solution (Troy 2005, 26–31). Reagan maintained three goals during all his years in office: cut taxes, decrease regulation, and increase defense. In his view, America’s military strength was the key to international respect and liberal politics were to blame for the social decline of the country (Troy 2005, 68–69). His ideology spoke particularly to those socially conservative voters who were disappointed in liberal politics and felt alienated by the increase in affirmative action, women’s rights, and permissive legislation towards pornography and drugs (Himmelstein and McCreae 1984, 595). By the time Superman II arrived in movie theaters in 1981, the national self-esteem of America was already on the rise and the nation had found its hero in Ronald Reagan, as he had become the 40th President of the United States (Troy 2005, 50–53).

Superman II establishes that not only is Clark a non-sexual entity for Lois, other women similarly ignore him. Jeffords argues that Reaganism generated the powerful male subject to counteract the “weaker” male subject of the Carter years along with the rise of family-oriented values that centered around a strong male body (1994, Loc. 179). The tension between Clark Kent’s supposedly “soft body” and his true Superman “hard body” is created as Clark is presented as an emasculated and repressed version of Superman. This tension associates Superman II with the emerging themes of the Reagan era. In Superman, these two sides co-exist, but the Clark Kent persona exists only to emphasize the superiority of Superman.

The previous film characterized Lois Lane as a confident and successful journalist, who is instantaneously swooned by Superman, but her infatuation with him has little effect on her career. In Superman II, her character is more passive, and her dreams of domestic bliss threaten to derail Superman’s career as a hero. This change is comparable to a trend that took place in Hollywood cinema in the early 1980s. Passive women, whose life revolves around finding a man and starting a family, replaced independent and driven heroines. Susan Faludi sees this trend as a direct response to the feminist female characters of the 1970s (2002, 323–326). At the beginning of Superman II, Lois Lane is a daring investigative reporter, willing to risk her life for a story, but as soon as she finds out that Clark Kent is Superman, her career ambitions fade. This regressive attitude towards women’s role in society becomes increasingly apparent as the film continues. Lawrence Grossberg argues that the return to traditional family values was one of the crucial components of constructing a conservative cultural hegemony (1993, Loc. 4611). The removal of Lois’ career ambitions and her desire to become a housewife for Superman signal an aggressively conservative sensibility.

Superman II treats women and any disruptions to the heterosexual hegemony at worst with contempt and at best dismissively. The female villain, Ursa (Sarah Douglas) is the clearest representation of this attitude. Not only are her actions violent but also, she shows no respect for traditional authorities or values. She also has short hair, which has been argued to be a necessity for radical women (Schneider 2004, 508), particularly within the context of second-wave feminism, which lasted from the 1960s until the backlash of the 1980s (Harlan 1998, 77–78). On the surface, the policies of the Reagan administration seemed to be working towards advancing women’s rights and equality, but in reality, they made it more difficult for women to build their professional careers by making day-care options limited. These policies were in line with the Reagan administration’s desire to reject feminist values, as they were seen corrupting family bonds that conservatives at the time saw being fundamental for the well-being of the society (Bashvekin 1994, 678–681).

The rebellious actions of the three Kryptonian criminals cause not only material destruction but also pose a threat to the heteronormative hegemony that Superman is actively protecting. The trio disrupts the gender binary with their gender-neutral uniforms, ambiguous romantic and sexual tensions, and overall contempt for how society has been organized. Zod (Terence Stamp) and Ursa have some vague romantic connection, but both seem equally fond of Non (Jack O´Halloran). Creating a context in which clear binary distinction between the sexes and heterosexuality are naturalized and incontestable is elemental to maintaining heteronormative hegemony. This naturalization means that gender roles are clearly defined as men being masculine (strong and active), women feminine (weak and passive), and that any variation from this or from the heterosexual relationships they form is unnatural (Engel, Dhawan, and Varela 2011, 63–64).

This hegemony is what Zod, Non, and especially Ursa are violently challenging. They do not conform to clear gender roles and demand to be acknowledged. Ursa is the distorted version of the ambition that Lois Lane had in the previous film, depicting the only actually active woman in Superman II as a man-hating killer. Valerie Lehr argues that vilifying non-conforming otherness as it struggles for acceptance, visibility, and political power, coincide with the archaic notion that granting these things for it would result in the deterioration of the capitalist society (1999, 54–56). Superman II suggests that it is the responsibility of every capable individual to do his/her part in maintaining the status quo and that those who question it are dangerous.

Superman III: Flying Against the Zeitgeist of the 1980s

Superman III (1983) reverses the conservative trend of the series and promotes considerably more liberal attitudes and values than either of the films that preceded it. In a pre-credits sequence, we are introduced to a new character, Gus Gorman (Richard Pryor)[4], who is waiting in line at an unemployment office. He hears that he is no longer eligible to receive welfare checks from the city of Metropolis. This scene suggests that not even the fictional city of Metropolis has been spared from the economic turmoil of the early 1980s. Unemployment had increased significantly due to the 1982 recession (Hanc 2000, 4). While leaving the unemployment office, Gus sees an ad for a career in computer programming and decides to apply.


Video 3. Trailer for Superman III.

Next time we see Gus, he has found work and is receiving his first paycheck. He complains to a co-worker how his salary is eaten up by taxes. The co-worker explains jokingly to him that this way he will have some money by the time he retires. To this Gus responds, “I want mine now!” This type of open dissatisfaction with social security and similar services was a part of the conservative mindset in the 1970s (Noel 2013, 105). Reaganism encouraged materialism and self-absorption to such an extent that the 1980s in America were defined by these individualistic values (Troy 2005, 330–331). Gus appears to have been beguiled by the zeitgeist of the time. Since Gus develops into one of the film’s antagonists, he articulates an open concern over how rampant individualism can result in a moral decline.

In Superman III, Clark takes center stage as the “real” person behind Superman. At his high-school reunion party in Smallville Clark meets his childhood friend, Lana Lang (Anette O’Toole) and the two start to develop romantic feelings towards each other. Clark is in no way dismayed by the fact the Lana is a divorcee and a single mother. Grossberg notes that during the 1980s, the conservative rhetoric had moved the family into the place of the individual, making it the primary unit of American social definition (Grossberg 1997, Loc. 5013). Superman III does not place Clark as a surrogate father, even though the possibility of a long-term romance is very likely. He is polite to little Ricky, Lana’s son, but more like a friend rather than a father figure. Clark challenges the idea that a nuclear family is necessary to raise a child. This contention is most openly articulated in scenes where Brad Wilson (Gavan O’Herlihy), Lana’s former boyfriend, tries to undermine Clark. When interacting with Lana’s son, Ricky, Brad’s motivation is only to showcase his stereotypical performance of masculinity to Lana, and how he would make a good male role model for her son. When Clark advises Ricky, his attitude is far from authoritarian or self-congratulatory.

Clark and Brad display several opposing views, most of them ideological: urban versus rural, modernism versus nostalgia, and liberalism versus conservatism. Clark believes that modern life allows for different ways of being, whereas Brad sees that people and things should remain the way they are. It is worth noting that Brad is Clark’s adversary, not Superman’s, even though Clark does use some of his powers for comedic effect. Clark seems to have a similar outlook on masculinity as socialist feminists had during the late 1970s and early 1980s. In their view, masculinity can have various meanings and is defined by men’s relation to women and other men, rather than a singular male sex role (Messner 1997, 58–59). Most explicitly, this viewpoint comes across in a scene where Clark and Brad exchange ideas on how Ricky should bowl.

Brad: For a guy who was lucky to be water-boy on the high school team, you sure got a big mouth, Kent.

Clark: I just think Ricky would rather not get a bowling lesson in front of the other kids.

Brad: The kid needs a man to show him —

Clark: The kid will do fine on his own.

While Clark is busy with his new romantic interest in Smallville, Gus Gorman has used his computer skills to embezzle money from the company he works for. Much to his surprise, the CEO of the company, Ross Webster (Robert Vaughn), does not scold him but wants to use Gus’ talents for far bigger schemes. Gorman utilizes various computer networks to manipulate markets so that Webster can reap enormous profits. When left unchecked, big business becomes a global threat, just to maximize earnings. Gus and Webster orchestrate a tropical storm to hit Colombia, the one coffee producing country that will not agree to be part of Webster’s cartel. Webster explains Colombia is unsettling the economy of an open market, which opens his ideological views to the audience.[5]

On an ideological level, those who favor individualism over social responsibility see that social and economic inequality is justifiable if one simply has the talents to acquire more wealth than others (Bobo 1991, 77–79). Webster represents such an individualist gone wild. He despises the idea of the market being regulated by anyone. To Webster, Superman embodies a mentality that hinders economic success. Grossberg identifies demonizing the regulation of the free market as one of the most important unifying conservative concepts that made the Reagan revolution possible (Grossberg 1993, Loc. 4394–4423).

Perhaps the most memorable element of Superman III is the sequence where he fights with himself. After being exposed to synthetic kryptonite developed by Gus in cahoots with Ross, Superman becomes selfish, overconfident, and all in all very unheroic. He ignores the mayhem the villains are causing, even helping them by proxy. Eventually, Superman has a nervous breakdown that culminates with him landing in the middle of a junkyard and splitting into two people. The other is Clark Kent and other the Evil Superman.

This brawl forebodes a change, which would take place in American society in general. The juxtaposition between Clark Kent and Superman previously represented a schism between effeminate intellectual male versus the idea that physical strength is an essential component of dominant masculinity, but the latter would become passé as America moved into late market capitalism: the producer became the consumer, and physical strength had little to do with one’s position in society (Goebel 2013, 183–84). Superman III solves this conflict by letting Clark destroy the selfish Superman (who has a five-o-clock shadow and a dirty looking costume). After the Evil Superman has evaporated, Clark opens his business shirt to reveal the brightly colored Superman costume underneath.

Even though it has been built up only very discretely, the Superman versus Clark fight serves as a symbolic climax of the film’s battling ideologies: selfish (individualism) versus selfless (social responsibility). Superman III positions Superman against the prevailing ideology of the 1980s and suggests that celebrating the nuclear family and individualism, so highly valued by conservatives, would create more problems than solve them.

Superman IV: The Quest for Peace: Openly Opposing the Politics of Ronald Reagan

Superman IV: The Quest for Peace (1987) continues the ideological direction of the previous film, this time liberalism is not just in the subtext, but in the text as well. The film’s main concern is the nuclear arms race, which indicates dissatisfaction with the Reagan-era cold war rhetoric.

The film begins with a scene where a drifting satellite hits a Russian space capsule, and Superman comes flying to their aid. The first lines uttered by Superman are in Russian. According to Christopher Reeve himself, the fourth Superman movie went into pre-production in 1985, with the writers working on a screenplay based largely on his input. Reeve felt anxiety over Ronald Reagan’s remarks in which he called the Soviet Union an “evil empire” and believed that the character of Superman could bring about positive change in the world. (Reeve 1998, Loc. 3078–3087). Writer Tom Mankiewicz, who co-wrote the 1978 Superman, warned Reeve not to have Superman involved with a real-world problem like nuclear weapons because the character could solve them so easily that the story would not be very dramatic (Rossen 2008, 170).


Video 4. Trailer for Superman IV: The Quest for Peace.

The cold war was still ongoing, and America’s anxieties about it (and hopes for a hero to right the world) could be mined for profit (Troy 2005, 241). Perhaps the most fevered exploitation of these fears and desires had been Red Dawn (1984), written and directed by John Milius. Red Dawn was heavily criticized especially by liberal publications, which saw it as a paranoid right-wing recruitment film (Lichtenfield 2004, Loc. 2043). The film involves the US being invaded by communist troops as the cold war suddenly heats, up and a group of American teenagers fights guerilla warfare against the communist invaders.

In Superman IV: The Quest for Peace, Superman slips further away from the savior of the nation he had previously been, showing him become more disillusioned with the politics of his adopted nation. Ronald Reagan had initially cast himself as the hero, the father figure for which the country yearned for, and he played the role like a professional (Jeffords 1994, Loc. 71). I would argue that Superman’s separation from early 1980s ideology of Ronald Reagan reaches its pinnacle in Superman IV: The Quest for Peace. In Superman III, Superman shifted from a conservative to a recognizably liberal character, in a collection of ideological choices and statements. It also indicated that Superman could implement those values with relative ease. Now the choice is much more challenging as he actively opposes the foreign policy of the US.

The concept of the cold war had been a dividing issue between conservatives and liberals consistently since the 1950s as liberals opposed the cold war openly (Noel 2013, 103–107). Superman’s actions in Superman IV place on a recognizably liberal side on this ideologically devisive issue. In Superman III, liberal and socially conscious values were in the subtext and occasionally became a part of the text. In this fourth movie, the text is explicitly ideological. After receiving a letter from a schoolboy, in which the kid asks why Superman allows for the existence of nuclear weapons, Superman begins disarming the world of these destructive weapons. Lex Luthor sees this as a business opportunity and creates a superpowered villain, which he names Nuclear Man. After destroying the Man of Steel, he plans to rearm the world with his business partners. “Nobody wants war. I’d just like to keep the threat alive.” Luthor says when explaining his plans to Superman. This kind of reasoning is similar to the idea that the fear of a war that nobody can win is not worth fighting. Nevertheless, rivaling countries (in this case the US and the Soviet Union) must maintain a credible nuclear armament as noted by Robert Jervis (1988, 80–84). According to Jeff Manza, Jennifer A. Heerwig, and Brian J. McCabe, the public support for military and armament spending had peaked around the early 1980s as had the concern over the Soviets which had been so dear to conservatives during the time leading to the Reagan presidency (2012, 130–31). Ronald Reagan’s characterizations of the Soviet Union as an “evil empire,” lead particularly those with liberal views to fear that rising tensions could lead to a nuclear holocaust (Chapman 2010, 102). Superman IV: The Quest for Peace shows Superman sharing the same fears as the liberals and taking a stand against such hostilities. He also makes the choice of ridding the entire world of nuclear weapons, not just of those that are a threat to the US.

Superman IV: The Quest for Peace seems to suffer from the inability to maintain a believable Superman narrative. In a sense, the film is an attempt to connect Superman with real-world issues, but the resolution can easily seem unsatisfying. The hero simply announces that he no longer will continue his mission, because he had to fight off a creation of Lex Luthor. It does not connect with anything in the film’s story, except possibly that Superman had time to think about his campaign while he was sick or flying from one corner of the world to the next. Critics, fans, and general audiences alike disliked the film, aside from the poor production values and lapses in narrative logic, the concept of Superman taking on nuclear disarmament, a genuine source of angst for viewers, was seen as ill-conceived at best (Rossen 2008, 168–70).

Superman IV: The Quest for Peace ended the Christopher Reeve cycle of Superman movies and put the franchise into hibernation for nearly two decades. Superman did appear in the live-action television series Lois and Clark: The New Adventures of Superman, which ran for four seasons between 1993 and 1997 (IMDB, “Lois and Clark: The New Adventures of Superman”), while Smallville ran for ten seasons, but focused solely on Clark’s years before he donned the red cape (IMDB, “Smallville”). Several Superman film projects were in development, but none of them materialized until 2006.

Superman Returns: Authoritarian and Conservative Attitudes Make a Comeback

Image 2. Brandon Routh as Superman (Superman Returns © Warner Bros. 2006)

Superman Returns (2006) continues where Superman II left off, ignoring parts III and IV, but has a contemporary setting, so it is a thematic sequel to Superman II rather than a direct continuation. Director Bryan Singer had successfully brought Marvel’s mutant superheroes to the silver screen in X-Men (2000), which was one of the early films of the modern superhero film boom (Lichtenfield 2004, Loc. 3526–3534). His first two X-Men films are also notable for their gay-rights subtext (Rauscher 2010, 27–29). In Superman Returns, such subtext is nowhere to be found. The film begins with a text explaining that Superman (Brandon Routh) has been missing for five years, ever since astronomers discovered the remains of Krypton. Early in the film, he returns to Earth, having found no other living members of his race. The world, Metropolis, and especially Lois Lane have gotten used to a life without Superman. Lois Lane (Kate Bosworth) now has a 5-year-old son, Jason (Tristan Lake Leabu). Superman quickly realizes that Jason is his son, but Lois has forgotten this since her memory was erased by Superman in Superman II.


Video 5. Trailer for Superman Returns.

Superman Returns rarely if ever addresses the issue of 9/11, which according to Eleni Towns is one of the defining moments for a generation (2011). Kellner notes that the targets that were attacked on September 11th, 2001, were symbols of American capitalism (World Trade Center lies in the heart of New York’s financial district), military power (Pentagon being the headquarters of the US Department of Defense), and government (Washington D.C.) (2010, 98). These events hover over the film even if they are not directly referenced. Lois Lane seems to blame Superman for leaving but does not specify what is at the heart of her accusations. She only implies that Superman was not present when he was needed and that the world has been forced to go on without him.

In 2000, Republican George W. Bush won the presidency in a tight election against Democrat Al Gore. These two were seen representing two very different ideologies, Bush being a conservative in the vein of Ronald Reagan and Gore a liberal technocrat with environmental concerns (Outline of U.S. History 2005, 332–333). In 2004, Bush was re-elected, and this has been attributed to a seemingly decisive and strong leadership when reacting to 9/11 and managing his subsequent war on terror. Even if he was not seen as highly competent, he did represent consistency at an uncertain time (Weisberg & Christenson 2007, 298–299). Superman Returns tells a similar narrative: A strong conservative leader who is not particularly popular becomes increasingly acceptable due to cataclysmic events. Before Superman reintroduces himself to the world, we see him watching televised news with dissatisfaction, as if the world has taken a turn for the worse during his absence.

The question of privacy had taken on a new dimension in the US, as anti-terrorism laws intended to prevent terrorists from planning any attacks were passed. These laws (commonly referred to as The USA Patriot Act) were seen by organizations like American Civil Liberties Union as permitting the surveillance of almost any US citizen and, through this, as a threat to liberty itself (ACLU 2001). Americans were initially willing to surrender some of their privacy to deter terrorism, but enthusiasm quickly declined after 2001, and more and more felt that control over their personal information was increasingly important (Kasper 2005, 80–81).

In a superhero movie that arrived just two years after Superman Returns, The Dark Knight (2008), Batman faced a moral dilemma when being able to monitor all cell phone communication in Gotham City. In Superman Returns, Superman uses his X-ray vision to spy in on Lois Lane’s home and domestic life and his super-hearing to eavesdrop on private conversations, and this presents no moral quandary. These invasions of privacy serve no other purpose than to satisfy Superman’s curiosity and help him reclaim his place as a father to his son. Whereas The Dark Knight was an articulation of the pessimism and distrust towards the economic and political elite, according to Douglas Kellner (2010, 11), Superman Returns seems to advocate trust in those who spy on citizens and accept the status quo. The Dark Knight presented invasion of privacy as problematic, no matter what the reason and that overreliance on one individual will yield only short-term solutions for society. Brian R. Farmer argues that the yearning for a charismatic hero from a “better time” is a popular concept especially among extreme conservatives (Farmer 2006, 89–90). In 2005, most conservatives viewed the Patriot Act as a necessary method of fighting terrorism, whereas an overwhelming number of liberals considered it was detrimental to civil liberties.[6] In a sense, Superman Returns gives an “A-OK” to an issue that liberals vehemently opposed while also pandering to a conservative need to see a hero from bygone days reclaiming his place in society.

The 2000s was not an era of overwhelming support for conservative attitudes but rather a time when liberalism had negative connotations. Republican politicians could easily describe themselves as conservative, but their Democratic colleagues had to avoid being labeled as “liberal” (Manza, Heerwig, and McCabe 2012, 137). Superman Returns reflects such attitudes and validates them as well. The main narrative of the film is Superman establishing himself as an authoritative leader and father, while also protecting the established cultural hegemony from transformation. This fear of change is articulated through Lex Luthor (Kevin Spacey), who is planning to use Kryptonian technology to create a continent of his own, which will result in the death of billions. Luthor is working to overthrow the entire capitalist system with his new world order, rather than trying to manipulate that system for his gain. The film seems to suggest that any disruptions of the prevailing social order would have catastrophic consequences.

Entertainment Weekly claimed that Superman Return’s budget (when including development for unmade Superman films and worldwide marketing) was $343 million (Jensen 2006). The film made $391 million worldwide (Boxofficemojo.com, “Superman Returns). Most likely due to the lackluster financial performance, the film did not receive a sequel, and the Superman film franchise was rebooted in 2013.

Man of Steel: Introducing the Individualistic Superman

Image 3. Henry Cavill as Superman (Man of Steel © Warner Bros. 2013)

Man of Steel (2013) represents both conservative and individualistic views stronger than any other previous Superman film. It retells Superman’s (Henry Cavill) origin story and pits him against other Kryptonians, led by General Zod (Michael Shannon). Man of Steel was directed by Zack Snyder, under the wing of executive producer Christopher Nolan. Nolan stated that he gave the initial push for Man of Steel, but had no further creative input. Film scholar Martin Fradley argues that there are inherently conservative elements in Nolan’s brand of realism and that those qualities are displayed most blatantly in his Batman trilogy. While Fradley’s argument is compelling, particularly in the case of The Dark Knight Rises (2012), Nolan’s Batman films emphasize the importance of social responsibility, a value almost completely missing from Man of Steel. Fradley lists conservatism, rationality, realism, and masculine gravitas being the core values of The Dark Knight Rises. He considers the way Nolan handles realism is telling of a latent homophobia and anti-feminism (Fradley 2013, 15–27). All these elements are very much present in Man of Steel, and aesthetically it is remarkably like Nolan’s Batman movies.


Video 6. Trailer for Man of Steel.

Several contemporary superhero films feature scenes that make a point of showing the physique of their male stars.[7] While these scenes are not entirely a reversal on the “male gaze,” they could be seen as making the superhero films more female friendly and subverting some of the tropes of superhero films (Velocci 2014). One of the key concepts of the “male gaze” is the depiction of females as passive objects for the male protagonist and/or viewers to gaze upon (Mulvey 1990, 35–36). Man of Steel features no scenes where Clark is subjected to such a gaze and the film sticks closely to another trend from conservative films: when the viewers see Clark’s body he is always in motion. Jeffords mentions that films from the 1980s that align themselves with Reagan-era ideals for masculinity portray the male body in motion, never passive, and with a narrative justification for presenting the highly trained and muscular physique (Jeffords 1994, Loc. 459–488). Superman also rarely shows any emotions, and even then, only aggression or mild frustration. This concept of an unemotional man of action is also an ideal held dear in the works of late author-philosopher Ayn Rand (Burns 2009, Loc. 742). Lois (Amy Adams) is a far more independent character than in any of the previous films. She also handles herself well in dangerous situations and figures out Superman’s identity quickly. Lois Lane is a strong independent woman, and as such, her arc in the film is to fall in love with Superman, the strongest man in the film’s universe. In Ayn Rand’s philosophy, women must be strong and independent, so that only the strongest and most dominant males can subdue them (Burns 2009, Loc. 4701). The relationship between Lois and Clark in Man of Steel is virtually identical to the ideal male/female dynamic described by Rand.

Man of Steel also shares some other ideological similarities with the philosophy of Rand. Ever since the 1990s, Rand had become an increasingly important icon for conservatives, despite her atheism (Noel 2013, 6). Rand is particularly influential among libertarians (Wilhelm 2014). The largest political group with a libertarian identity in America is a collection of people called “Business Conservatives,” as they are called in the PEW Research Center political typology report from 2014. This affluent group made up 10% of the adult US population, and while they support many ideals related to traditional conservatism, they see that conservativism is subservient to individualism. They have an overwhelming belief that the US government is spending more than it can afford on helping the needy and that it is best to keep the government’s role to a minimum (Pew Research Center 2014, 101). Similar ideals are present in Clark’s upbringing. In a flashback, we see him as a young teenager saving an entire busload of his schoolmates when the bus drives off a bridge into a river. His adoptive father’s (Kevin Costner) reaction is not elation, but rather disappointment since Clark should keep his powers a secret.

Jonathan Kent: You have to keep this side of yourself a secret.

Clark Kent: What was I suppose to do? Let them die?

Jonathan Kent: Maybe…

Jonathan Kent thinks his adoptive son was sent to Earth for a reason, but apparently saving children from drowning in a bus is not one of them. The reasoning could be that perhaps in the future Clark will save even more people and that by revealing his powers, he puts the future at risk. Either way, he is risking the future his father has planned for him, and the scene gives the impression that he should learn to focus on the big picture. An article by Adam Ozimek in the business magazine Forbes praised Man of Steel for its brave depiction of utilitarianism and pointed out how rare such weighing of the consequences of “the net present value of welfare” is, and that Hollywood usually depicts such values as a villainous quality (Ozimek 2013). Jonathan Kent dies protecting his son’s secret as he forbids him from saving him from a tornado. Superman interacts with his biological father, Jor-El (Russell Crowe) via an interactive hologram. Jor-El tells Clark that “Your greatness will inspire others.” This inspirational greatness is on display as Superman breaks Zod’s neck in the climactic battle of the film. The film frames this decision as the only conceivable course of action, not even suggesting the possibility of a compromise. By doing this, the film dispenses with any shred of idealism it had left for a character so closely identified with the American optimism. It serves as an exclamation point on the hard-right-leaning ideology that the film has been building up during its running time. In the polarized climate of the 2010s, even Superman cannot afford to show compassion to those who pose a threat to society.

Unlike the Christopher Reeve or Brandon Routh incarnations of Superman, both of which reflected contemporary presidential politics, Man of Steel presents us with a Superman that is aligned political ideologies that oppose those of the sitting president. Max J. Skidmore notes that President Barack Obama’s health care reform was met with considerable resistance from conservatives who claimed that Obama’s plans reeked of socialism and gave government control over one sixth of the economy. While the Affordable Care Act (ACA) did not meet unanimous praise from the left either, it was a major step towards universal healthcare in the United States. (Skidmore 2012, 104–06) The ACA represents Obama’s belief that compromise as the fundamental component of constitutional democracy, which resulted in politics that satisfied neither conservative nor liberal extremist (Pederson 2012, 47–48). Man of Steel could be seen a rejection of Obama’s political views as it presents “saving everybody” as a problematic concept and compromise as weakness.

Conclusions: Superman Films and their Political Ideologies from 1978 to 2013

Superman (1978), the first film of the series, the character Superman (Christopher Reeve) represents moderate conservative attitudes and acted almost like a mediator between them and liberal attitudes. He exhibits characteristics of a conservative and liberal hero but is decidedly passive and approving of the prevalent social order. He nevertheless sees untethered capitalism, represented in the film by Lex Luthor (Gene Hackman), as potentially dangerous to society and does not yearn to recreate some imaginary gone era (a concept popular among conservatives at the time). Superman displays a general pro- establishment mentality and belief in the fairness of US society, but the film avoids the conservative trope of portraying major cities as grimy, uninhabitable places.

In Superman II (1981), Superman stands as a defender of the conservative heteronormative hegemony and Lois Lane was reduced to a docile housewife candidate. Clark Kent is now more clearly than before an undesirable “weak” male, a repressed performance by Superman who has to masquerade as ineffectual Clark to maintain his double identity, which suggests that Superman is now closer to the masculine ideals of the early Reagan years than previously. The three main antagonists of the do not conform to gender expectations of the time, they wear gender-neutral costumes, and their relationship dynamics are ambiguous, and as such, represent a threat to the nuclear family ideal that Superman is trying to preserve. The disruptive presence of the villains is illustrated by the material destruction they cause, and as such, they are a vilified representation of otherness that struggles for acceptance and political power.

The direction set by the first two Superman films is reversed as Superman III (1983) portrays Clark Kent as the “true” identity, while Superman is the person he pretends to be when using his powers. The film reimagines Clark as a more complex representation of acceptable masculinities, rather than just the counterpart to Superman’s conservative mode of masculinity. The film culminates in Superman losing his moral compass and splitting in two, due to the influence of synthetic Kryptonite, which forces Superman and Clark to fight each other. This fight becomes a battle of ideologies, one being the individualistic aggressive Superman and the socially responsible mild-mannered Clark. Through Clark, Superman III articulates that the conservative ideals of the 1980s resulted in agony rather than happiness.

Superman IV: The Quest for Peace (1987) continues on the path set by the previous film, but rather than relying on symbolic representations of real-world issues, Superman takes on the very real issue of nuclear weapons. Reflecting the attitudes and worries of actor Christopher Reeve, now his fourth turn as the man of steel, Superman promises to rid the world of nuclear arms while Lex Luthor returns to capitalize on the situation. The film’s critique of the cold war arms race is not articulated clearly and seems to be mostly motivated by Ronald Reagan’s comments describing the Soviet Union as an “evil empire,” making the film’s overreaching and muddled anti-war message aimed towards no particular aspect of US foreign policy. The film concluded with Superman simply giving up on his mission, after exchanging blows with a less-than-impressive villain named Nuclear Man.

The 2006 attempt to revitalize the film series, Superman Returns is both a sequel to Superman II and a soft reboot. Superman (Brandon Routh) uses same tactics as the administration of George W. Bush to gain information and quietly taking his place as an authoritative father figure with very little fanfare or public support. Superman seems unengaged with the world aside from emoting some vague sense of disappointment towards the way the world has gone without him. Lex Luthor (Kevin Spacey) this time does not represent so much uncontrolled capitalism but rather a completely new world order, brought upon by using technology that resembles magic.

Since Superman Returns failed to generate enough box office revenue to warrant a sequel and the series was completely rebooted in 2013. Man of Steel (2013) recreates the conservative visual style of Christopher Nolan’s Batman films and for the first time shows Superman (Henry Cavill) questioning the value of trying to save everybody and his main duty to society is to be an example rather than a selfless savior. Superman’s libertarian leanings seem to have a subtext that could be interpreted being critical of the policies and beliefs of then president Barack Obama. In Man of Steel, Superman is unyielding and uncompassionate as anything else would imply weakness.

Those Superman films, which are recognizably conservative, have a recurring theme of cataclysmic events threatening the status quo of American society. Superman, Superman II, Superman Returns, and Man of Steel all seem to suggest that the destruction of the prevailing value system and major changes in society mean agony for all. It would be interesting to see how the latest Superman films, Batman v Superman: Dawn of Justice (2016) and in the upcoming Justice League (2017) deal with the concept of change and whether disruptions to hegemony are seen as dangerous, positive, or neutral. Superhero films (and television series) are currently being released at an almost exhausting pace but perhaps the most interesting ones are yet to come. Once the world has been saved enough times, these films might turn to ask complex questions of morality on a textual level, not just in the subtext and they just might do it more successfully than Superman IV: The Quest for Peace.

Acknowledgments

I would like to thank Outi Hakola for her patient reading of, and fruitful comments on, an early draft of this article. Thanks also to WiderScreen’s editors and two anonymous reviewers for their suggestions and criticisms, all of which made this a better text.

References

All links verified September 6, 2017.

Films

Man of Steel. Directed by: Zack Snyder, written by: David S. Goyer, starring: Henry Cavill, Amy Adams, Michael Shannon. Hollywood, CA: Warner Brothers Studios, 2013. 143 min.

Superman. Directed by: Richard Donner, written by: Jerry Siegel, Joe Shuster, starring: Christopher Reeve, Margot Kidder, Gene Hackman. Hollywood, CA: Warner Brothers Studios, 1978. 143 min.

Superman II. Directed by: Richard Lester / Richard Donner (uncredited), written by: Jerry Siegel, Joe Shuster, starring: Christopher Reeve, Margot Kidder, Gene Hackman. Hollywood, CA: Warner Brothers Studios, 1980. 127 min.

Superman III. Directed by: Richard Lester, written by: Jerry Siegel, Joe Shuster, starring: Christopher Reeve, Margot Kidder, Richard Pryor. Hollywood, CA: Warner Brothers Studios, 1983. 125 min.

Superman IV: The Quest for Peace. Directed by: Sidney J. Furie, written by: Jerry Siegel, Joe Shuster, starring: Christopher Reeve, Margot Kidder, Gene Hackman. Hollywood, CA: Warner Brothers Studios, 1987. 90 min.

Superman Returns. Directed by: Bryan Singer, written by: Michael Dougherty, Dan Harris, starring: Brandon Routh, Kevin Spacey, Kate Bosworth. Hollywood, CA: Warner Brothers Studios, 2006. 154 min.

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Notes

[1] This article condenses the key findings of my Master’s thesis, This is What Happened to the Man of Tomorrow: The Political Ideology of Superman on the Silver Screen from 1978 to 2013, University of Helsinki, Helsinki, 2015.

[2] Serials like Superman (1948) and Atom Man vs. Superman (1950), and the 58-minute theatrical film Superman and the Mole People (1951) are excluded.

[3] The chronology of Superman is somewhat confusing. The film’s prologue refers to Daily Planet being a beacon during hard times like the Great Depression. Clark’s teenage years take place in the 1950’s (Rock ’n’ Roll and Hot Rods) and the rest of the film takes place in contemporary late 1970s (clothes, cars, and cultural references) so Clark would have to be 17 in 1955/56 and in his forties by the time action moves to Metropolis. In Donner’s Superman, such inconsistencies are irrelevant. The film is building a myth and a Clark as a teenager in the 1950s is a part of that myth.

[4] It should be noted that Richard Pryor is the first African-American actor to have a major role in the Superman series.

[5] In this manner, Superman III goes against the advice of someone who would become an influential figure for contemporary libertarians. Ayn Rand warned Hollywood not to depict industrialists, free enterprise, or greed in an unflattering light, in her 1947 pamphlet Screen Guide for Americans. (John Belton, “Seeing Red: Cold War Hollywood,” Movies and American Society, 194–95).

[6] “The 2005 Political Typology: Beyond Red vs. Blue: Republicans Dedivided About Role of Government – Democrats by Social and Personal Values,” Pew Research Center (Washington D.C., 2005), 50.

[7] Such scenes can be found in Captain America: The First Avenger (2011), Thor (2011), Thor: The Dark World (2013), Captain America: Winter Soldier (2014), and Guardians of The Galaxy (2014).